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Jefferies Financial Group Inc. — Director's Dealing 2021
Jan 14, 2021
30450_dirs_2021-01-14_fd7bf151-48e7-4c99-9afb-702d2e987481.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Empowerment & Inclusion Capital I Corp. (EPWR)
CIK: 0001825720
Period of Report: 2021-01-12
Reporting Person: Jefferies Financial Group Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Class A Common Stock | P | 167200 | $10.00 | Acquired | 167200 | Indirect |
| 2021-01-12 | Class A Common Stock | P | 82800 | $10.00 | Acquired | 250000 | Indirect |
Footnotes
F1: Represents shares of Class A common stock of Empowerment & Inclusion Capital I Corp. (the "issuer") purchased in the issuer's initial public offering (the "IPO") by Jefferies Strategic Investments, LLC ("Jefferies Strategic"). Leucadia Asset Management LLC, which is indirectly wholly owned by the Reporting Person, is the investment manager of Jefferies Strategic and has voting and dispositive control over the shares of Class A common stock held by Jefferies Strategic. As such, the Reporting Person may be deemed to beneficially own such shares of Class A common stock. The Reporting Person disclaims beneficial ownership over the shares of Class A common stock owned by Jefferies Strategic, except to the extent of the Reporting Person's pecuniary interest therein.
F2: Represents shares of Class A common stock of the issuer purchased in the issuer's IPO by Riposte Global Opportunity Master Fund, LP ("Riposte"). Leucadia Asset Management LLC, which is indirectly wholly owned by the Reporting Person, is the investment manager of Riposte and has voting and dispositive control over the shares of Class A common stock held by Riposte. As such, the Reporting Person may be deemed to beneficially own such shares of Class A common stock. The Reporting Person disclaims beneficial ownership over the shares of Class A common stock owned by Riposte, except to the extent of the Reporting Person's pecuniary interest therein.