AI assistant
Jefferies Financial Group Inc. — Director's Dealing 2021
May 11, 2021
30450_dirs_2021-05-11_b7d6ffdb-f365-46f2-a61a-ca39ffbd5aab.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Landcadia Holdings IV, Inc. (LCA)
CIK: 0001844642
Period of Report: 2021-05-10
Reporting Person: Jefferies Financial Group Inc. (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Class B Common Stock | $ | D | 937500 | Disposed | Class A Common Stock (937500) | Direct |
Footnotes
F1: On May 10, 2021, Jefferies Financial Group Inc. forfeited at no cost 937,500 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.
F2: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.