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Jefferies Financial Group Inc. — Director's Dealing 2021
Jul 13, 2021
30450_dirs_2021-07-13_53ebfaad-2d56-45e5-b540-219a8976405d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jefferies Financial Group Inc. (JEF)
CIK: 0000096223
Period of Report: 2021-07-08
Reporting Person: STEINBERG JOSEPH S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-08 | Common Stock | M | 2000 | $19.00 | Acquired | 2634979 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-08 | Option - Right to Buy | $19.00 | M | 2000 | Disposed | 2021-07-14 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19353511 | Indirect |
| Common Stock | 252652 | Indirect |
Footnotes
F1: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).
F2: The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020.
F3: Consists of shares held by corporations that are owned by the Reporting Person and shares held in trust for the Reporting Person's children.
F4: Shares held by the Reporting Person's wife.
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