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Jefferies Financial Group Inc. — Director's Dealing 2017
Dec 29, 2017
30450_dirs_2017-12-29_e90aafd5-0b59-4aef-9ecb-8fcbd9ffc0f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEUCADIA NATIONAL CORP (LUK)
CIK: 0000096223
Period of Report: 2017-12-27
Reporting Person: HANDLER RICHARD B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-27 | Common Stock | A | 34803 | $26.43 | Acquired | 13847263 | Direct |
| 2018-01-01 | Common Stock | A | 604001 | $26.49 | Acquired | 14451264 | Direct |
| 2018-01-01 | Common Stock | A | 604001 | $26.49 | Acquired | 15055265 | Direct |
| 2018-01-01 | Common Stock | A | 604001 | $26.49 | Acquired | 15659266 | Direct |
Footnotes
F1: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.
F2: Grants of Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.
F3: Compensation year 2018 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2018, 2019 and 2020. No RSUs vest until after fiscal 2020.
F4: Compensation year 2019 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2019, 2020 and 2021. No RSUs vest until after fiscal 2021.
F5: Compensation year 2020 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2020, 2021 and 2022. No RSUs vest until after fiscal 2022.
F6: Includes 101,765 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.