AI assistant
Jefferies Financial Group Inc. — Director's Dealing 2017
Dec 29, 2017
30450_dirs_2017-12-29_c017c5c7-9739-41ec-9a6a-891e7f61f9b3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEUCADIA NATIONAL CORP (LUK)
CIK: 0000096223
Period of Report: 2017-12-27
Reporting Person: FRIEDMAN BRIAN P (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-27 | Common Stock | A | 10658 | $26.43 | Acquired | 6303735 | Direct |
| 2018-01-01 | Common Stock | A | 604001 | $26.49 | Acquired | 6907736 | Direct |
| 2018-01-01 | Common Stock | A | 604001 | $26.49 | Acquired | 7511737 | Direct |
| 2018-01-01 | Common Stock | A | 604001 | $26.49 | Acquired | 8115738 | Direct |
Footnotes
F1: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.
F2: Grants of Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.
F3: Compensation year 2018 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2018, 2019 and 2020. No RSUs vest until after fiscal 2020.
F4: Compensation year 2019 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2019, 2020 and 2021. No RSUs vest until after fiscal 2021.
F5: Compensation year 2020 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2020, 2021 and 2022. No RSUs vest until after fiscal 2022.
F6: Includes 18,777 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Does not includes shares held through family trusts over which the Reporting Person disclaims beneficial ownership.