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Jazz Pharmaceuticals plc — Director's Dealing 2022
Mar 3, 2022
30751_dirs_2022-03-03_b78390d0-d8bf-48fb-ad94-49518dd91db3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jazz Pharmaceuticals plc (JAZZ)
CIK: 0001232524
Period of Report: 2022-03-01
Reporting Person: COZADD BRUCE C (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Ordinary Shares | M | 9700 | $46.83 | Acquired | 335488 | Direct |
| 2022-03-01 | Ordinary Shares | S | 3260 | $135.7319 | Disposed | 332228 | Direct |
| 2022-03-01 | Ordinary Shares | S | 3041 | $136.7288 | Disposed | 329187 | Direct |
| 2022-03-01 | Ordinary Shares | S | 200 | $137.404 | Disposed | 328987 | Direct |
| 2022-03-02 | Ordinary Shares | S | 6000 | $150.0 | Disposed | 322987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-01 | Non-Qualified Stock Option (right to buy) | $46.83 | M | 9700 | Disposed | 2022-08-08 | Ordinary Shares (9700) | Direct |
Footnotes
F1: Shares sold to pay option price and to satisfy tax obligations arising from the exercise of stock options.
F2: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $135.18 to $136.12. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F3: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $136.18 to $137.16. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F4: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $137.255 to $137.44. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F5: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F6: This Non-qualified stock option is part of an option granted on August 9, 2012. The ordinary shares subject to this option vested over 4 years from the grant date with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter and were fully vested as of August 9, 2016.