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Jazz Pharmaceuticals plc — Director's Dealing 2021
Nov 3, 2021
30751_dirs_2021-11-03_18335969-5e3e-4c02-a15c-09aeabe875f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jazz Pharmaceuticals plc (JAZZ)
CIK: 0001232524
Period of Report: 2021-11-01
Reporting Person: COZADD BRUCE C (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Ordinary Shares | M | 9700 | $46.83 | Acquired | 322092 | Direct |
| 2021-11-01 | Ordinary Shares | S | 1893 | $133.6963 | Disposed | 320199 | Direct |
| 2021-11-01 | Ordinary Shares | S | 1934 | $134.7829 | Disposed | 318265 | Direct |
| 2021-11-01 | Ordinary Shares | S | 2729 | $135.4466 | Disposed | 315536 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Non-Qualified Stock Option (right to buy) | $46.83 | M | 9700 | Disposed | 2022-08-08 | Ordinary Shares (9700) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Shares sold to pay option price and to satisfy tax obligations arising from the exercise of stock options.
F3: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $133.08 to $134.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F4: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $134.163 to $135.134. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F5: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $135.181 to $135.94. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F6: This Non-qualified stock option is part of an option granted on August 9, 2012. The ordinary shares subject to this option vested over 4 years from the grant date with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter and were fully vested as of August 9, 2016.