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Jazz Pharmaceuticals plc — Director's Dealing 2021
Dec 3, 2021
30751_dirs_2021-12-03_73c50b3f-d6f5-43cc-b9e4-3e4fa1028cc7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jazz Pharmaceuticals plc (JAZZ)
CIK: 0001232524
Period of Report: 2021-12-01
Reporting Person: COZADD BRUCE C (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Ordinary Shares | M | 9700 | $46.83 | Acquired | 325299 | Direct |
| 2021-12-01 | Ordinary Shares | S | 3990 | $122.3842 | Disposed | 321309 | Direct |
| 2021-12-01 | Ordinary Shares | S | 2758 | $123.0648 | Disposed | 318551 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Non-Qualified Stock Option (right to buy) | $46.83 | M | 9700 | Disposed | 2022-08-08 | Ordinary Shares (9700) | Direct |
Footnotes
F1: Shares sold to pay option price and to satisfy tax obligations arising from the exercise of stock options.
F2: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $121.81 to $122.80. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F3: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $121.81 to $123.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F4: Includes 63 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2021.
F5: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F6: This Non-qualified stock option is part of an option granted on August 9, 2012. The ordinary shares subject to this option vested over 4 years from the grant date with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter and were fully vested as of August 9, 2016.