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Jazz Pharmaceuticals plc — Director's Dealing 2020
Nov 5, 2020
30751_dirs_2020-11-04_83a75e4c-796e-4462-a40e-9f4226db08a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jazz Pharmaceuticals plc (JAZZ)
CIK: 0001232524
Period of Report: 2020-11-02
Reporting Person: BERNS PAUL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-02 | Ordinary Shares | M | 4691 | — | Acquired | 14431 | Direct |
| 2020-11-04 | Ordinary Shares | S | 466 | $147.44 | Disposed | 13965 | Direct |
| 2020-11-04 | Ordinary Shares | S | 400 | $149.2775 | Disposed | 13565 | Direct |
| 2020-11-04 | Ordinary Shares | S | 3825 | $150.8982 | Disposed | 9740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-02 | Phantom Stock | $ | M | 4691 | Disposed | 2020-11-02 | Ordinary Shares (4691) | Direct |
Footnotes
F1: On November 2, 2020, the Reporting Person's 4,691 phantom stock rights under the Issuer's Amended and Restated Directors Deferred Compensation Plan were settled for an equal number of the Issuer's ordinary shares.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $149.04 to $149.99. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
F4: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $150.515 to $151.36. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.