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Jazz Pharmaceuticals plc — Director's Dealing 2014
Mar 4, 2014
30751_dirs_2014-03-04_5332c603-5526-4232-a979-f8c5856aaecf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Jazz Pharmaceuticals plc (JAZZ)
CIK: 0001232524
Period of Report: 2014-02-28
Reporting Person: ENRIGHT PATRICK G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Ordinary Shares | X | 929243 | $4.00 | Acquired | 929243 | Indirect |
| 2014-02-28 | Ordinary Shares | X | 18624 | $4.00 | Acquired | 18624 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 686 | $165.94 | Disposed | 928557 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 14 | $165.94 | Disposed | 18610 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 28 | $164.50 | Disposed | 928529 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 1 | $164.50 | Disposed | 18609 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 3645 | $162.9373 | Disposed | 924884 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 71 | $162.9396 | Disposed | 18538 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 39241 | $161.9339 | Disposed | 885643 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 787 | $161.9341 | Disposed | 17751 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 8866 | $160.7636 | Disposed | 876777 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 180 | $160.7731 | Disposed | 17571 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 20977 | $159.9108 | Disposed | 855800 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 423 | $159.9091 | Disposed | 17148 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 28070 | $159.0284 | Disposed | 827730 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 559 | $159.0287 | Disposed | 16589 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 435588 | $150.50 | Disposed | 392142 | Indirect |
| 2014-02-28 | Ordinary Shares | S | 8731 | $150.50 | Disposed | 7858 | Indirect |
| 2014-03-03 | Ordinary Shares | S | 300 | $147.8667 | Disposed | 11461 | Indirect |
| 2014-03-03 | Ordinary Shares | S | 2700 | $148.5511 | Disposed | 8761 | Indirect |
| 2014-03-03 | Ordinary Shares | S | 3700 | $149.4203 | Disposed | 5061 | Indirect |
| 2014-03-03 | Ordinary Shares | S | 1166 | $150.4536 | Disposed | 3895 | Indirect |
| 2014-03-03 | Ordinary Shares | S | 3895 | $153.7979 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Warrant (right to buy) | $4.00 | X | 929243 | Disposed | 2016-07-06 | Ordinary Shares (929243) | Indirect |
| 2014-02-28 | Warrant (right to buy) | $4.00 | X | 18624 | Disposed | 2016-07-06 | Ordinary Shares (18624) | Indirect |
Footnotes
F1: Reflects acquisition of ordinary shares upon exercise of in-the-money warrant and is therefore exempt from the operation of Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-6(b).
F2: On February 28, 2014, Longitude Ventures Partners, L.P.("LVP") and Longitude Capital Associates, L.P.("LCA") distributed to their partners all of the ordinary shares of which they were the record holder prior to the exercise of warrants reflected in this report, totaling 768,670 ordinary shares held of record by LVP and 15,422 shares held of record by LCA. The reporting person reported beneficial ownership over all such shares in his prior reports filed under Section 16(a) of the Securities Exchange Act of 1934, as amended(the "Exchange Act"). The general partner of each of LVP and LCA, Longitude Capital Partners, LLC("LCP"), received an aggregate of 11,761 ordinary shares in such distributions, consisting of 11,530 ordinary shares from LVP and 231 ordinary shares from LCA.
F3: The reporting person disclaims beneficial ownership of the securities of Jazz Pharmaceuticals plc held of record by LVP, LCA and LCP, except to the extent of his pecuniary interest therein.
F4: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $163.48 to $162.50. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F5: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $163.48 to $162.50. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F6: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $162.43 to $161.45. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F7: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $162.43 to $161.45. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F8: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $161.37 to $160.41. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F9: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $161.37 to $160.41. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F10: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $160.25 to $159.26. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F11: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $160.25 to $159.26. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F12: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $159.24 to $159. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F13: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $159.24 to $159. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F14: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $147.82 to $147.90. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F15: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $148.02 to $148.905. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F16: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $148.95 to $149.91. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F17: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $149.99 to $150.98. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.
F18: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $153.535 to $154.055. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, Jazz Pharmaceuticals plc or a security holder of Jazz Pharmaceuticals plc full information regarding the number of shares and prices at which the sales were effected.