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Jazz Pharmaceuticals plc — Director's Dealing 2012
Jan 13, 2012
30751_dirs_2012-01-13_17965b6e-6ee7-47c0-a334-967d13b2df0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAZZ PHARMACEUTICALS INC (JAZZ)
CIK: 0001232524
Period of Report: 2012-01-11
Reporting Person: CRESSEY BRYAN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-11 | Common Stock | M | 10000 | $12.75 | Acquired | 10000 | Direct |
| 2012-01-11 | Common Stock | F | 2623 | $48.60 | Disposed | 7377 | Direct |
| 2012-01-11 | Common Stock | M | 10000 | $7.84 | Acquired | 17377 | Direct |
| 2012-01-11 | Common Stock | F | 1613 | $48.60 | Disposed | 15764 | Direct |
| 2012-01-11 | Common Stock | M | 10000 | $6.33 | Acquired | 25764 | Direct |
| 2012-01-11 | Common Stock | F | 1302 | $48.60 | Disposed | 24462 | Direct |
| 2012-01-11 | Common Stock | M | 12500 | $8.23 | Acquired | 36962 | Direct |
| 2012-01-11 | Common Stock | F | 2116 | $48.60 | Disposed | 34846 | Direct |
| 2012-01-11 | Common Stock | M | 12500 | $34.99 | Acquired | 47346 | Direct |
| 2012-01-11 | Common Stock | F | 8999 | $48.60 | Disposed | 38347 | Direct |
| 2012-01-13 | Common Stock | X | 135841 | $7.37 | Acquired | 2395091 | Indirect |
| 2012-01-13 | Common Stock | S | 112844 | $43.535 | Disposed | 2282247 | Indirect |
| 2012-01-13 | Common Stock | X | 2121 | $7.37 | Acquired | 37396 | Indirect |
| 2012-01-13 | Common Stock | S | 1761 | $43.535 | Disposed | 35635 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-11 | Option (right to buy) | $12.75 | M | 10000 | Disposed | 2017-08-15 | Common Stock (10000) | Direct |
| 2012-01-11 | Option (right to buy) | $7.84 | M | 10000 | Disposed | 2008-08-15 | Common Stock (10000) | Direct |
| 2012-01-11 | Option (right to buy) | $6.33 | M | 10000 | Disposed | 2019-08-16 | Common Stock (10000) | Direct |
| 2012-01-11 | Option (right to buy) | $8.23 | M | 12500 | Disposed | 2020-08-25 | Common Stock (12500) | Direct |
| 2012-01-11 | Option (right to buy) | $34.99 | M | 12500 | Disposed | 2021-11-04 | Common Stock (12500) | Direct |
| 2012-01-13 | Common Stock Warrant (right to buy) | $7.37 | X | 135841 | Disposed | 2014-07-21 | Common Stock (135841) | Indirect |
| 2012-01-13 | Common Stock Warrant (right to buy) | $7.37 | X | 2121 | Disposed | 2014-07-21 | Common Stock (2121) | Indirect |
Footnotes
F1: Represents shares withheld by the Issuer for cashless exercise of nonstatutory stock options solely to cover exercise price.
F2: The shares are owned by Thoma Cressey Fund VII, L.P. Thoma Cressey Bravo, Inc. is the general partner of Thoma Cressey Fund VII, L.P. Bryan C. Cressey is a partner of Thoma Cressey Bravo, Inc. and shares voting and investment power over the shares held by Thoma Cressey Fund VII, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Thoma Cressey Fund VII, L.P. except to the extent of his proportionate pecuniary interest therein.
F3: Represents shares withheld by the Issuer for cashless exercise of the warrant pursuant to the terms of the warrant.
F4: The shares are owned by Thoma Cressey Friends Fund VII, L.P. Thoma Cressey Bravo, Inc. is the general partner of Thoma Cressey Friends Fund VII, L.P. Bryan C. Cressey is a partner of Thoma Cressey Bravo, Inc. and shares voting and investment power over the shares held by Thoma Cressey Friends Fund VII, L.P. The Reporting Person disclaims beneficial ownership of the shares held by Thoma Cressey Friends Fund VII, L.P. except to the extent of his proportionate pecuniary interest therein.
F5: This nonstatutory stock option vested in 12 equal monthly installments from August 15, 2007.
F6: This nonstatutory stock option vested in 12 equal monthly installments from August 15, 2008.
F7: This nonstatutory stock option vested in 12 equal monthly installments from August 17, 2009.
F8: This nonstatutory stock option vested in 12 equal monthly installments from August 15, 2010.
F9: This nonstatutory stock option has a vesting schedule of 100% vesting in 12 equal monthly installments from August 15, 2011.
F10: On October 24, 2011, the Board of Directors of the Issuer approved the full vesting of unvested nonstatutory stock options held by the Issuer's officers and non-employee directors, including the Reporting Person. Such vesting acceleration became effective on December 13, 2011.