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Jazz Pharmaceuticals plc — Director's Dealing 2012
Jan 13, 2012
30751_dirs_2012-01-13_a0abe582-d1ef-4371-91fc-f53087349279.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAZZ PHARMACEUTICALS INC (JAZZ)
CIK: 0001232524
Period of Report: 2012-01-11
Reporting Person: COZADD BRUCE C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-11 | Common Stock | M | 148218 | $15.09 | Acquired | 437229 | Direct |
| 2012-01-11 | Common Stock | F | 93725 | $48.60 | Disposed | 343504 | Direct |
| 2012-01-11 | Common Stock | M | 49408 | $30.18 | Acquired | 392912 | Direct |
| 2012-01-11 | Common Stock | F | 39422 | $48.60 | Disposed | 353490 | Direct |
| 2012-01-11 | Common Stock | M | 49408 | $45.27 | Acquired | 402898 | Direct |
| 2012-01-11 | Common Stock | F | 47602 | $48.60 | Disposed | 355296 | Direct |
| 2012-01-11 | Common Stock | M | 28079 | $19.37 | Acquired | 383375 | Direct |
| 2012-01-11 | Common Stock | F | 17477 | $48.60 | Disposed | 365898 | Direct |
| 2012-01-11 | Common Stock | M | 99460 | $7.96 | Acquired | 465358 | Direct |
| 2012-01-11 | Common Stock | F | 54744 | $48.60 | Disposed | 410614 | Direct |
| 2012-01-11 | Common Stock | M | 199818 | $1.25 | Acquired | 610432 | Direct |
| 2012-01-11 | Common Stock | F | 96014 | $48.60 | Disposed | 514418 | Direct |
| 2012-01-11 | Common Stock | M | 122580 | $11.48 | Acquired | 636998 | Direct |
| 2012-01-11 | Common Stock | F | 72659 | $48.60 | Disposed | 564339 | Direct |
| 2012-01-11 | Common Stock | M | 140000 | $27.46 | Acquired | 704339 | Direct |
| 2012-01-11 | Common Stock | F | 107528 | $48.60 | Disposed | 596811 | Direct |
| 2011-11-16 | Common Stock | G | 50000 | — | Disposed | 546811 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-11 | Option (right to buy) | $15.09 | M | 148218 | Disposed | 2014-02-17 | Common Stock (148218) | Direct |
| 2012-01-11 | Option (right to buy) | $30.18 | M | 49408 | Disposed | 2014-02-17 | Common Stock (49408) | Direct |
| 2012-01-11 | Option (right to buy) | $45.27 | M | 49408 | Disposed | 2014-02-17 | Common Stock (49408) | Direct |
| 2012-01-11 | Option (right to buy) | $19.37 | M | 28079 | Disposed | 2017-02-26 | Common Stock (28079) | Direct |
| 2012-01-11 | Option (right to buy) | $7.96 | M | 99460 | Disposed | 2018-05-15 | Common Stock (99460) | Direct |
| 2012-01-11 | Option (right to buy) | $1.25 | M | 199818 | Disposed | 2019-01-20 | Common Stock (199818) | Direct |
| 2012-01-11 | Option (right to buy) | $11.48 | M | 122580 | Disposed | 2020-03-07 | Common Stock (122580) | Direct |
| 2012-01-11 | Option (right to buy) | $27.46 | M | 140000 | Disposed | 2021-03-09 | Common Stock (140000) | Direct |
Footnotes
F1: Represents shares withheld by the Issuer for cashless exercise of nonstatutory stock options solely to cover exercise price and required withholding taxes.
F2: This option, consisting of a nonstatutory stock option exercisable for 148,218 shares of common stock and an incentive stock option exercisable for 15,902 shares of common stock, vested one fourth on February 18, 2005, one eighth on August 18, 2005, and the remainder in 30 equal monthly installments thereafter.
F3: This option, consisting of a nonstatutory stock option exercisable for 49,408 shares of common stock and an incentive stock option exercisable for 5,299 shares of common stock, vested one fourth on February 18, 2005, one eighth on August 18, 2005, and the remainder in 30 equal monthly installments thereafter.
F4: This option, consisting of a nonstatutory stock option exercisable for 28,079 shares of common stock and an incentive stock option exercisable for 12,583 shares of common stock, has a vesting schedule of one third vested on February 27, 2010 and the remainder vesting in 24 equal monthly installments thereafter.
F5: This option, consisting of a nonstatutory stock option exercisable for 99,460 shares of common stock and an incentive stock option exercisable for 7,040 shares of common stock, has a vesting schedule of one half vested on April 8, 2010 and the remainder vesting in 24 equal monthly installments thereafter.
F6: This option, consisting of a nonstatutory stock option exercisable for 199,818 shares of common stock and an incentive stock option exercisable for 182 shares of common stock, has a vesting schedule of one third vested on January 21, 2010 and the remainder vesting in 24 equal monthly installments thereafter.
F7: This option, consisting of a nonstatutory stock option exercisable for 122,580 shares of common stock and an incentive stock option exercisable for 17,420 shares of common stock, has a vesting schedule of one fourth vested on March 8, 2011 and the remainder vesting in 36 equal monthly installments thereafter.
F8: This nonstatutory stock option has a vesting schedule of one fourth vesting on March 1, 2012 and the remainder vesting in 36 equal monthly installments thereafter.
F9: On October 24, 2011, the Board of Directors of the Issuer approved the full vesting of unvested nonstatutory stock options held by the Issuer's officers and non-employee directors, including the Reporting Person. Such vesting acceleration became effective on December 13, 2011.