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Jasper Therapeutics, Inc. — Director's Dealing 2021
Sep 28, 2021
34406_dirs_2021-09-28_8bc3cfa8-b7da-4549-89ef-57c87f3221ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amplitude Healthcare Acquisition Corp (JSPR)
CIK: 0001788028
Period of Report: 2021-09-24
Reporting Person: Clifford Kenneth F (FORMER OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-24 | Voting Common Stock | M | 2300000 | — | Acquired | 2300000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-24 | Class B Common Stock | $ | D | 200000 | Acquired | Class A Common Stock (200000) | Indirect | |
| 2021-09-24 | Class B Common Stock | $ | M | 2300000 | Acquired | Class A Common Stock (2300000) | Indirect |
Footnotes
F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-234324) under the heading "Description of Securities--Founder Shares", the shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to certain adjustment described therein and have no expiration date.
F2: On September 24, 2021, Amplitude Healthcare Acquisition Corporation ("AMHC" and the former name of the Issuer) consummated its business combination with Jasper Therapeutics, Inc. (the former name of Jasper Tx Corp.). In connection with the business combination, each share of Class B Common Stock converted to one share of Voting Common Stock. The reporting person resigned as a director and as an officer of the Issuer upon consummation of the business combination.
F3: Pursuant to an agreement by and between the Issuer and Amplitude Healthcare Holdings LLC, concurrent with the consummation of the business combination, these shares of Class B Common Stock were forfeited to the Issuer as of immediately prior to the Merger.
F4: Amplitude Healthcare Holdings LLC, is the record holder of the shares reported herein. Mr. Clifford may be deemed to share beneficial ownership of shares held by Amplitude Healthcare Holdings LLC. Mr. Clifford disclaims beneficial ownership of the shares held by Amplitude Healthcare Holdings LLC except to the extent of his pecuniary interest therein.