JAKKS PACIFIC INC — Major Shareholding Notification 2016

Feb 16, 2016

SC 13G/A 1 v429848_sc13ga.htm SC 13G/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 2 )*
JAKKS Pacific, Inc.
(Name of Issuer)
Common stock, par value $0.001 per share
(Title of Class of Securities)
47012E106
(CUSIP Number)
December
31, 2015
Date of Event Which Requires Filing of the Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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Cusip No. 47012E106 13G/A Page 2 of 10 Pages

1.	NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Citadel Advisors LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	SOLE VOTING POWER 0
6.	SHARED VOTING POWER 1,970,538 shares
7.	SOLE DISPOSITIVE POWER 0
8.	SHARED DISPOSITIVE POWER See Row 6 above

9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above
10.	CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.1% 1
12.	TYPE OF REPORTING PERSON IA; OO; HC

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1 The percentages reported in this Schedule 13G/A are based upon approximately 24,343,632 shares of common stock outstanding (composed of (i) 22,373,094 shares of common stock outstanding as of November 6, 2015 (according to the Form 10-Q filed by the issuer with the Securities and Exchange Commission on November 9, 2015) and (ii) approximately 1,970,538 shares issuable upon the conversion of certain convertible notes held by the Reporting Persons and certain of their affiliates).

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Cusip No. 47012E106 13G/A Page 3 of 10 Pages

1.	NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Citadel Advisors Holdings II LP
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	SOLE VOTING POWER 0
6.	SHARED VOTING POWER 1,970,538 shares
7.	SOLE DISPOSITIVE POWER 0
8.	SHARED DISPOSITIVE POWER See Row 6 above

9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above
10.	CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.1%
12.	TYPE OF REPORTING PERSON PN; HC

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Cusip No. 47012E106 13G/A Page 4 of 10 Pages

1.	NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Citadel GP LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	SOLE VOTING POWER 0
6.	SHARED VOTING POWER 2,027,938 shares
7.	SOLE DISPOSITIVE POWER 0
8.	SHARED DISPOSITIVE POWER See Row 6 above.

9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above.
10.	CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3%
12.	TYPE OF REPORTING PERSON OO; HC

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Cusip No. 47012E106 13G/A Page 5 of 10 Pages

1.	NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kenneth Griffin
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	SOLE VOTING POWER 0
6.	SHARED VOTING POWER 2,027,938 shares
7.	SOLE DISPOSITIVE POWER 0
8.	SHARED DISPOSITIVE POWER See Row 6 above

9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above
10.	CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3%
12.	TYPE OF REPORTING PERSON IN; HC

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Cusip No. 47012E106 13G/A Page 6 of 10 Pages

Item 1(a)	Name of Issuer
	JAKKS Pacific, Inc.
Item 1(b)	Address of Issuer’s Principal Executive Offices
	22619 Pacific Coast Highway, Malibu, California 90265
Item 2(a)	Name of Person Filing
	This Schedule 13G/A is being jointly filed by Citadel Advisors LLC (“Citadel Advisors”), Citadel Advisors
Holdings II LP (“CAH2”), Citadel GP LLC (“CGP”) and Mr. Kenneth Griffin (collectively with Citadel
Advisors, CAH2 and CGP, the “Reporting Persons”) with respect to options to purchase and/or other securities
convertible into common stock of the above-named issuer owned by Citadel Equity Fund Ltd., a Cayman Islands limited company
(“CEF”), and Citadel Securities LLC, a Delaware limited liability company (“Citadel
Securities”).
	Citadel Advisors is the portfolio manager for CEF. CAH2 is the managing member of Citadel Advisors. CALC III LP, a Delaware limited partnership (“CALC3”), is the non-member manager of Citadel Securities. CGP is the general partner of CALC3 and CAH2. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP.
	The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).
Item 2(b)	Address of Principal Business Office
	The address of the principal business office of each of the Reporting Persons is c/o Citadel LLC, 131 S. Dearborn Street, 32nd Floor, Chicago, Illinois 60603.
Item 2(c)	Citizenship
	Each of Citadel Advisors and CGP is organized as a limited liability company under the laws of the State of Delaware. CAH2 is organized as a limited partnership under the laws of the State of Delaware. Mr. Griffin is a U.S. citizen.
Item 2(d)	Title of Class of Securities
	Common stock, $0.001 par value
Item 2(e)	CUSIP Number
	47012E106

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Cusip No. 47012E106 13G/A Page 7 of 10 Pages

Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

| (a) | ¨ | Broker or dealer registered under Section 15 of the Exchange
Act; |
| --- | --- | --- |
| (b) | ¨ | Bank as defined in Section 3(a)(6) of the Exchange Act; |
| (c) | ¨ | Insurance company as defined in Section 3(a)(19) of the
Exchange Act; |
| (d) | ¨ | Investment company registered under Section 8 of the Investment
Company Act; |
| (e) | ¨ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | ¨ | An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F); |
| (g) | ¨ | A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G); |
| (h) | ¨ | A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act; |
| (i) | ¨ | A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment Company Act; |
| (j) | ¨ | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
| If filing as a non-U.S. institution in accordance
with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ______. | | |

Item 4 Ownership

| A. — (a) | Citadel Advisors may be deemed to beneficially
own 1,970,538 shares of Common Stock. | |
| --- | --- | --- |
| (b) | The number of shares Citadel Advisors may be deemed
to beneficially own constitutes approximately 8.1% of the Common Stock outstanding. | |
| (c) | Number of shares as to which such person has: | |
| | (i) | sole power to vote or to direct the vote: 0 |
| | (ii) | shared power to vote or to direct the vote: 1,970,538 |
| | (iii) | sole power to dispose or to direct the disposition of: 0 |
| | (iv) | shared power to dispose or to direct the disposition of: 1,970,538 |

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Cusip No. 47012E106 13G/A Page 8 of 10 Pages

| B. | Citadel Advisors Holdings II LP — (a) | CAH2 may be deemed to beneficially own 1,970,538 shares
of Common Stock. | |
| --- | --- | --- | --- |
| | (b) | The number of shares CAH2 may be deemed to beneficially own constitutes
approximately 8.1% of the Common Stock outstanding. | |
| | (c) | Number of shares as to which such person has: | |
| | | (i) | sole power to vote or to direct the vote: 0 |
| | | (ii) | shared power to vote or to direct the vote: 1,970,538 |
| | | (iii) | sole power to dispose or to direct the disposition of: 0 |
| | | (iv) | shared power to dispose or to direct the disposition of: 1,970,538 |
| C. | Citadel GP LLC and Kenneth Griffin | | |
| | (a) | CGP and Griffin may be deemed to beneficially own 2,027,938 shares
of Common Stock. | |
| | (b) | The number of shares CGP and Griffin may be deemed to beneficially
own constitutes approximately 8.3% of the Common Stock outstanding. | |
| | (c) | Number of shares as to which such person has: | |
| | | (i) | sole power to vote or to direct the vote: 0 |
| | | (ii) | shared power to vote or to direct the vote: 2,027,938 |
| | | (iii) | sole power to dispose or to direct the disposition of: 0 |
| | | (iv) | shared power to dispose or to direct the disposition of: 2,027,938 |

Item 5	Ownership of Five Percent or Less of a Class
	If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the
class of securities, check the following o .
Item 6	Ownership of More than Five Percent on Behalf of Another Person
	Not Applicable
Item 7	Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
	See Item 2 above

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Cusip No. 47012E106 13G/A Page 9 of 10 Pages

Item 8	Identification and Classification of Members of the Group
	Not Applicable
Item 9	Notice of Dissolution of Group
	Not Applicable
Item 10	Certification
	By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

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Cusip No. 47012E106 13G/A Page 10 of 10 Pages

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this 16 th day of February, 2016.

CITADEL ADVISORS LLC — By:	/s/ Mark Polemeni	CITADEL ADVISORS HOLDINGS II LP — By:	/s/ Mark Polemeni
	Mark Polemeni, Authorized Signatory		Mark Polemeni, Authorized Signatory
CITADEL GP LLC		KENNETH GRIFFIN
By:	/s/ Mark Polemeni	By:	/s/ Mark Polemeni
	Mark Polemeni, Authorized Signatory		Mark Polemeni, attorney-in-fact *

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• Mark Polemeni is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on January 18, 2013, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Advisors LLC on Schedule 13G for TiVo Inc.

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