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JAKKS PACIFIC INC — Director's Dealing 2024
Jan 3, 2024
33653_dirs_2024-01-03_a7a61f79-2df9-4738-8a70-e9a49349aafa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2023-11-20
Reporting Person: Kimble John Louis (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-20 | Common Stock | M | 13360 | $28.18 | Acquired | 121817 | Direct |
| 2023-11-20 | Common Stock | F | 4857 | $28.18 | Disposed | 116960 | Direct |
| 2024-01-01 | Common Stock | M | 17743 | $35.55 | Acquired | 134703 | Direct |
| 2024-01-01 | Common Stock | F | 9342 | $35.55 | Disposed | 125361 | Direct |
| 2024-01-01 | Common Stock | M | 16079 | $35.55 | Acquired | 141439 | Direct |
| 2024-01-01 | Common Stock | F | 8465 | $35.55 | Disposed | 132974 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-20 | Restricted Stock Unit ("RSU") | $ | M | 13360 | Disposed | Common Stock (13360) | Direct | |
| 2024-01-01 | Restricted Stock Unit ("RSU") | $ | M | 17743 | Disposed | Common Stock (17743) | Direct | |
| 2024-01-01 | Restricted Stock Unit ("RSU") | $ | M | 16079 | Disposed | Common Stock (16079) | Direct | |
| 2024-01-01 | Restricted Stock Unit ("RSU") | $ | A | 24681 | Acquired | Common Stock (24681) | Direct |
Footnotes
F1: Vested according to the terms of the RSU described in a previous filing.
F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
F4: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
F5: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
F6: Does not include additional RSUs previously granted and reported with different vesting terms.
F7: RSUs will vest in 3 equal annual installments commencing on January 1, 2025. The Reporting Person must be employed by Issuer for an RSU to vest.
F8: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.