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JAKKS PACIFIC INC Director's Dealing 2023

Nov 22, 2023

33653_dirs_2023-11-22_ddd6116c-4cca-4275-b711-9a1fff1df271.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2023-11-20

Reporting Person: Kimble John Louis (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-20 Common Stock M 30060 $28.18 Acquired 124087 Direct
2023-11-20 Common Stock F 15630 $28.18 Disposed 108457 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-20 Restricted Stock Unit ("RSU") $ M 30060 Disposed Common Stock (30060) Direct

Footnotes

F1: Vested according to the terms of the RSU described in a previous filing.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F4: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F5: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F6: Does not include additional RSUs previously granted and reported with different vesting terms.