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JAKKS PACIFIC INC — Director's Dealing 2022
Jan 4, 2022
33653_dirs_2022-01-04_6a9639ca-1592-48a7-b779-70620a379944.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2022-01-01
Reporting Person: Kimble John Louis (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-01 | Restricted Stock Unit ("RSU") | $ | A | 53228 | Acquired | Common Stock (53228) | Direct |
Footnotes
F1: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
F2: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.
F3: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
F4: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F5: Does not include additional RSUs previously granted and reported with different vesting terms.