JAKKS PACIFIC INC — Director's Dealing 2021

Oct 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2021-01-01

Reporting Person: MCGRATH JOHN JOSEPH (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-01	Common Stock	D	20745	$4.98	Disposed	139419	Direct
2021-09-24	Common Stock	M	100358	$12.30	Disposed	39061	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-24	Restricted Stock Units (RSU")	$	J	100358	Acquired		Common Stock (100358)	Direct

Footnotes

F1: Represents the closing price of the Issuer's common stock on such date, as reported by Nasdaq.

F2: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

F3: Reflects the forfeiture of 20,745 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2019 Restricted Stock Award Agreement by and between the Holder and the Issuer. Though calculation re vesting/forfeiture based upon performance could not be made until financial statements completed, forfeiture deemed affective as of such date.

F4: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

F5: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II.

F6: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock.

F7: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost.