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JAKKS PACIFIC INC — Director's Dealing 2019
Aug 12, 2019
33653_dirs_2019-08-12_1ca722a7-cb0a-42d2-9c16-d509d3ab3fdc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2019-08-09
Reporting Person: Axelrod Andrew (Director, See Remarks)
Reporting Person: AXAR CAPITAL MANAGEMENT L.P. (Director, See Remarks)
Reporting Person: Axar GP, LLC (Director, See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 1141235 | Indirect |
| Series A Senior Preferred Stock, par value $0.001 per share | 38997 | Indirect |
Footnotes
F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.
F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.