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JAKKS PACIFIC INC — Director's Dealing 2016
Mar 4, 2016
33653_dirs_2016-03-04_b1f73125-53b3-4c26-b60c-fc5180fbb136.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2016-03-03
Reporting Person: SOON-SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-03 | Common Stock | S | 1000000 | $7.45 | Disposed | 2961054 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 239622 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $16.2823 | 2017-09-12 | Common Stock (1500000) | 1500000 | Indirect |
Footnotes
F1: These shares of common stock were sold on the open market. The price reported in Column 4 is the price per share.
F2: Dr. Patrick Soon-Shiong is the sole member of California Capital Z, LLC.
F3: California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.
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