Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

JAKKS PACIFIC INC Director's Dealing 2016

Mar 4, 2016

33653_dirs_2016-03-04_b1f73125-53b3-4c26-b60c-fc5180fbb136.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2016-03-03

Reporting Person: SOON-SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-03 Common Stock S 1000000 $7.45 Disposed 2961054 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 239622 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant $16.2823 2017-09-12 Common Stock (1500000) 1500000 Indirect

Footnotes

F1: These shares of common stock were sold on the open market. The price reported in Column 4 is the price per share.

F2: Dr. Patrick Soon-Shiong is the sole member of California Capital Z, LLC.

F3: California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.