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JAKKS PACIFIC INC — Director's Dealing 2013
Apr 9, 2013
33653_dirs_2013-04-09_5f444650-4718-4067-99da-bc2285689cd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2013-04-05
Reporting Person: SOON SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-05 | Common Stock | P | 86028 | $10.3 | Acquired | 127070 | Direct |
| 2013-04-08 | Common Stock | P | 35363 | $10.3957 | Acquired | 162433 | Direct |
| 2013-04-09 | Common Stock | P | 77189 | $10.52 | Acquired | 239622 | Direct |
| 2013-04-09 | Common Stock | P | 660000 | $10.43 | Acquired | 2851764 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. Dr. Soon-Shiong undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which the shares were purchased.
F2: The shares reported on this Form 4 as purchased on April 5, 2013 do not include the shares purchased on April 5, 2013 that were reported in the Form 3 filed concurrently with this Form 4.
F3: Acquired by California Capital Z, LLC ("California Capital") in a private transaction.
F4: Shares beneficially owned by California Capital.