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JAKKS PACIFIC INC — Director's Dealing 2013
Jul 22, 2013
33653_dirs_2013-07-22_09591b3e-2cb1-4492-a59c-30adb2cf176a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2013-07-18
Reporting Person: SOON SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-18 | Common Stock | P | 1336081 | $7.41 | Acquired | 4187845 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 239622 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $16.2823 | 2017-09-12 | Common Stock (1500000) | 1500000 | Indirect |
Footnotes
F1: These shares of common stock were purchased on the open market. The price reported in Column 4 is a weighted average purchase price. Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
F2: Dr. Soon-Shiong is the sole member of California Capital.
F3: California Capital is the sole member of NantWorks LLC.