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JAKKS PACIFIC INC Capital/Financing Update 2009

Nov 5, 2009

33653_rns_2009-11-06_d0f5b14b-f647-4a6f-aedd-e060c2d10c8e.zip

Capital/Financing Update

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8-K 1 v165016_8k.htm Unassociated Document Licensed to: VF Document Created using EDGARizer 4.0.6.4 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

November 4, 2009

JAKKS PACIFIC, INC.

(Exact name of registrant as specified in its charter)

Delaware (State or other jurisdiction of incorporation) 0-28104 (Commission File Number) 95-4527222 (I.R.S. Employer Identification No.)

22619 Pacific Coast Highway Malibu, California (Address of principal executive offices) 90265 (Zip Code)

Registrant's telephone number, including area code: (310) 456-7799

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

JAKKS PACIFIC, INC.

INDEX TO FORM 8-K

FILED WITH THE SECURITIES AND EXCHANGE COMMISSION

November 5, 2009

ITEMS IN FORM 8-K

| Facing
Page | | Page — 1 |
| --- | --- | --- |
| Item
8.01 | Other
Events | 3 |
| Item
9.01 | Financial
Statements and Exhibits | 3 |
| Signatures | | 4 |
| Exhibit
Index | | 5 |

2

Item 8.01 Other Events.

On November 4, 2009, we issued a press release announcing a proposed unregistered offering and on November 5, 2009, we issued another press release announcing the pricing of such offering. Both press releases were issued pursuant to Rule 135c, as promulgated under the Securities Act of 1933, as amended. Copies of said releases are annexed hereto as exhibits.

Item 9.01 Financial Statements and Exhibits.

(c) Exhibits

Exhibit
Number Description
99.1* November
4, 2009 Press Release
99.2* November
5, 2009 Press Release
  • Filed herewith

3

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| Dated: November
5, 2009 | |
| --- | --- |
| By: | /s/ Joel
M. Bennett |
| | Joel
M. Bennett |
| | Executive
Vice President and Chief Financial Officer |

4

Exhibit Index

Exhibit
Number Description
99.1* November
4, 2009 Press Release
99.2* November
5, 2009 Press Release
  • Filed herewith

5