Jackson Financial Inc. — Director's Dealing 2021

Dec 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Jackson Financial Inc. (JXN)
CIK: 0001822993
Period of Report: 2021-12-27

Reporting Person: Romine Scott (President and CEO, JNLD)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-04	Restricted Share Units	$0.00	A	10502	Acquired		Common Stock (10502)	Direct
2021-12-09	Restricted Share Units	$0.00	A	138.73	Acquired		Common Stock (138.73)	Direct
2021-10-04	Restricted Share Units	$0.00	A	1875	Acquired		Common Stock (1875)	Direct
2021-12-09	Restricted Share Units	$0.00	A	24.77	Acquired		Common Stock (24.77)	Direct
2021-12-27	Restricted Share Units	$0.00	A	8266	Acquired		Common Stock (8266)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	105	Direct

Footnotes

F1: Vested Prudential plc American Depositary Receipts (ADRs) were acquired previously as part of participant's long-term incentive compensation prior to the demerger. In connection with the JFI demerger from Prudential plc, the participant acquired Jackson Financial Inc. (JFI) common stock (shares distributed equally on all securities of a class) where holders of vested Prudential plc ADRs received one JFI share of common stock for every 20 vested Prudential plc ADRs.

F2: Shares held in Joint Brokerage Account in both Mr. Romine and spouse's name as joint owners.

F3: The Annual Restricted Share Unit award was granted on October 4, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024.

F4: Acquired Restricted Share Units due to dividend reinvestment received on December 9, 2021 pursuant to terms of the Jackson Financial Inc. 2021 Omnibus Incentive Plan.

F5: The Restricted Share Units vest over three years in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024.

F6: The Celebration Award of Restricted Share Units was granted on October 4, 2021. The RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022.

F7: The Restricted Share Units fully vest on the one-year anniversary of the grant date, October 4, 2022.

F8: The Annual Restricted Share Unit award was granted on December 27, 2021, which reflects an adjustment to Mr. Romine's annual grant received on October 4, 2021, in connection with Mr. Romine's promotion. The RSUs vest over three years in three installments with the first third (2,755) vesting on the one-year anniversary of the grant date, December 27, 2022, the next third (2,755) vesting on the two-year anniversary of the grant date, December 27, 2023, and the remaining third (2,756) vesting on June 27, 2024.