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JACK IN THE BOX INC — Director's Dealing 2016
Nov 29, 2016
33125_dirs_2016-11-29_9400a9f7-531a-4ebf-a8fb-b28840268010.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JACK IN THE BOX INC /NEW/ (JACK)
CIK: 0000807882
Period of Report: 2016-11-28
Reporting Person: COMMA LEONARD A (Director, CHAIRMAN & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-29 | COMMON STOCK | M | 2864 | $47.29 | Acquired | 159317 | Direct |
| 2016-11-29 | COMMON STOCK | S | 2864 | $104.5228 | Disposed | 156453 | Direct |
| 2016-11-29 | COMMON STOCK | M | 22665 | $47.29 | Acquired | 179118 | Direct |
| 2016-11-29 | COMMON STOCK | S | 22665 | $105.1111 | Disposed | 156453 | Direct |
| 2016-11-28 | COMMON STOCK | A | 24241 | — | Acquired | 180694 | Direct |
| 2016-11-29 | COMMON STOCK | S | 13170 | $103.3989 | Disposed | 167524 | Direct |
| 2016-11-29 | COMMON STOCK | A | 13538 | — | Acquired | 181062 | Direct |
| 2016-11-29 | COMMON STOCK | S | 795 | $103.3982 | Disposed | 180267 | Direct |
| 2016-11-29 | COMMON STOCK | S | 850 | $103.3976 | Disposed | 179417 | Direct |
| 2016-11-29 | COMMON STOCK | S | 1436 | $103.3979 | Disposed | 177981 | Direct |
| 2016-11-29 | COMMON STOCK | S | 1649 | $103.3979 | Disposed | 176332 | Direct |
| 2016-11-29 | COMMON STOCK | S | 1945 | $103.3983 | Disposed | 174387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | NON QUALIFIED STOCK OPTION | $47.29 | M | 25529 | Disposed | 2020-11-26 | COMMON STOCK (25529) | Direct |
| 2016-11-29 | NON QUALIFIED STOCK OPTION | $104.95 | A | 41026 | Acquired | 2023-11-29 | COMMON STOCK (41026) | Direct |
Footnotes
F1: This transaction was executed pursuant to a Rule 10b5-1 Plan.
F2: The shares with respect to this transaction were sold at prices ranging from $103.78 to $104.76. The price reported reflects the weighted average sales price. The reporting person hereby agrees, upon request, to provide to the Securities and Exchange Commission staff, the Company, or any security holder of the Company, full information regarding the number of shares sold at each separate price.
F3: The shares with respect to this transaction were sold at prices ranging from $104.79 to $105.59. The price reported reflects the weighted average sales price. The reporting person hereby agrees, upon request, to provide to the Securities and Exchange Commission staff, the Company, or any security holder of the Company, full information regarding the number of shares sold at each separate price.
F4: Represents shares vested on 11/23/2016 and settled on 11/28/2016 for achievement of pre-established performance goals with respect to Performance Shares (as defined in Section 2.1 (aa) of our 2004 Stock Incentive Plan) granted for the three fiscal year performance period 2014-2016.
F5: Disposition of shares to satisfy tax withholding obligation upon vesting of Performance Shares on 11/23/2016.
F6: These securities are restricted stock units that vest in four equal installments commencing one year from the grant date, with after-tax net shares subject to a 50% holding requirement until separation of service from the Company.
F7: Disposition of shares to satisfy tax withholding obligation upon vesting of restricted stock units.
F8: These options become exercisable in three equal installments commencing one year after the date of grant.