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J M SMUCKER Co — Director's Dealing 2018
May 31, 2018
30534_dirs_2018-05-31_6c07cb86-6552-4041-90a7-09880b36b8d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: J M SMUCKER Co (SJM)
CIK: 0000091419
Period of Report: 2018-05-29
Reporting Person: DUNAWAY BARRY C (President, Pet Food and Snacks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-29 | Option Common Shares | $111.86 | A | 10000 | Acquired | 2025-03-19 | Common Shares (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option Common Shares | $111.86 | 2025-03-19 | Common Shares (20000) | 20000 | Direct |
Footnotes
F1: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 60,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.