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J M SMUCKER Co — Director's Dealing 2017
Jun 19, 2017
30534_dirs_2017-06-19_2abf0ad6-706a-459d-bfde-7f3271f763b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: J M SMUCKER Co (SJM)
CIK: 0000091419
Period of Report: 2017-06-15
Reporting Person: Lemmon David J (President, Canada)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-15 | Option Common Shares | $111.86 | A | 3334 | Acquired | 2025-03-19 | Common Shares (3334) | Direct |
| 2017-06-15 | Restricted Stock Units | $0 | A | 1666 | Acquired | 2021-06-15 | Common Shares (1666) | Direct |
Footnotes
F1: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 125,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's achievement of certain "synergy realization" and EBITDA performance criteria for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" performance criteria for the year ending April 30, 2017 was met, resulting in vesting of the option as to 3,334 shares.
F2: Restricted stock units convert into common stock on a one-for-one basis.