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J M SMUCKER Co — Director's Dealing 2016
Jun 10, 2016
30534_dirs_2016-06-10_b7abb2fe-d543-42f0-af1e-eac9dde97dbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: J M SMUCKER Co (SJM)
CIK: 0000091419
Period of Report: 2016-06-08
Reporting Person: SMUCKER RICHARD K (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-03 | Common Shares | G | 2175 | — | Disposed | 639403 | Direct |
| 2015-11-03 | Common Shares | G | 870 | — | Disposed | 641578 | Direct |
| 2016-06-08 | Common Shares | A | 40505 | — | Acquired | 679908 | Direct |
| 2016-06-08 | Common Shares | F | 17713 | $132.46 | Disposed | 662195 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 9176.766 | Indirect |
| Common Shares | 13164.8206 | Indirect |
| Common Shares | 477796 | Indirect |
| Common Shares | 100000 | Indirect |
| Common Shares | 84730.795 | Indirect |
| Common Shares | 477798 | Indirect |
| Common Shares | 477798 | Indirect |
Footnotes
F1: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.
F2: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.
F3: This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F4: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.
F5: I disclaim beneficial ownership of these shares.