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J M SMUCKER Co — Director's Dealing 2009
Jun 9, 2009
30534_dirs_2009-06-09_257efc26-beba-4dcb-adb4-0c72187e1c5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMUCKER J M CO (SJM)
CIK: 0000091419
Period of Report: 2009-06-05
Reporting Person: SMUCKER MARK T (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-06-30 | Common Shares | G | 5000 | — | Acquired | 73195 | Direct |
| 2009-02-04 | Common Shares | G | 500 | — | Acquired | 73695 | Direct |
| 2009-02-04 | Common Shares | G | 500 | — | Acquired | 2467 | Indirect |
| 2009-02-04 | Common Shares | G | 500 | — | Acquired | 3488.1173 | Indirect |
| 2009-02-04 | Common Shares | G | 500 | — | Acquired | 1884 | Indirect |
| 2009-06-05 | Common Shares | C | 3035 | $43.46 | Acquired | 76730 | Direct |
| 2009-06-05 | Common Shares | F | 939 | $43.46 | Disposed | 75791 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-05 | Deferred Shares | $ | C | 3035 | Disposed | 2009-06-05 | Common Shares (3035) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1661.281 | Indirect |
| Common Shares | 980.2832 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Shares | $ | 2011-06-12 | Common Shares (3265) | 3265 | Direct |
| Deferred Shares | $0 | 2010-06-13 | Common Shares (3885) | 3885 | Direct |
| Option Common Shares | $44.17 | 2014-10-27 | Common Shares (8000) | 8000 | Direct |
Footnotes
F1: I disclaim beneficial ownership of these shares.
F2: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted common shares, pursuant to The J. M. Smucker Company 1998 Equity and Performance Incentive Plan.
F3: Deferred Shares issued under The J. M. Smucker Company 1998 Equity and Performance Incentive Plan are payable in Common Shares at a rate of 1-for-1 on the fourth anniversary of the date of grant.
F4: Restricted Stock Units issued under The J. M. Smucker Company 2006 Equity Compensation Plan are payable in common stock at a rate of 1-for-1 on the fourth anniversary of the date of grant. The Plan also provides that restricted stock units will become unrestricted when a participant attains the age of 60 and the participant has at least 10 years of service with the Company.