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IVE GROUP LIMITED — Major Shareholding Notification 2020
Sep 17, 2020
65109_rns_2020-09-17_be0bde5b-0953-4120-aeac-88cf3a38c968.pdf
Major Shareholding Notification
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Form 603
Form 603
Corporations Act 2001 Section 671B Notice of initial substantial holder
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|---|---|
|To: Company Name/Scheme:|IVE Group Ltd|
|ACN/ARSN:|606 252 644|
|1. Details of substantial holder|
|Name|Mitsubishi UFJ Financial Group, Inc.|
|The holder became a substantial holder on:|15/09/2020|
|The holder became aware on:|17/09/2020|
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2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
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Class of securities Number of securities Person's votes Voting power (%)
Fully Paid ordinary shares 7,411,226 7,411,226 5.00%
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3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
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|Holder of relevant interest|Nature of relevant interest|Class and number of securities|
|Relevant interest in securities that First Sentier|
|Investors Holdings Pty Limited has a relevant|
|interest in under section 608(3) of the Corporations|
|Mitsubishi UFJ Financial Group, Inc.|5,629,573|Fully paid ordinary shares|
|Act as Mitsubishi UFJ Financial Group, Inc. has|
|voting power of 100% in First Sentier Investors|
|Holdings Pty Limited.|
|Relevant interest in securities that Morgan Stanley|
|has a relevant interest in under section 608(3) of|
|Mitsubishi UFJ Financial Group, Inc.|the Corporations Act as Mitsubishi UFJ Financial|12,875|Fully paid ordinary shares|
|Group, Inc. has voting power of over 20% in|
|Morgan Stanley.|
|Relevant interest in securities that Morgan Stanley|
|has a relevant interest in under section 608(3) of|
|Mitsubishi UFJ Financial Group, Inc.|the Corporations Act as Mitsubishi UFJ Financial|405,450|Fully paid ordinary shares|
|Group, Inc. has voting power of over 20% in|
|Morgan Stanley.|
|Relevant interest in securities that Morgan Stanley|
|has a relevant interest in under section 608(3) of|
|Mitsubishi UFJ Financial Group, Inc.|the Corporations Act as Mitsubishi UFJ Financial|1,363,328|Fully paid ordinary shares|
|Group, Inc. has voting power of over 20% in|
|Morgan Stanley.|
|4. Details of present registered holders|
|The persons registered as holders of the securities referred to in paragraph 3 above are as follows:|
|Holder of relevant|Registered holder of|Person entitled to be|Class and number of securities|
|interest|securities|registered as holder|
|Mitsubishi UFJ Financial Group, Inc.|Citibank N A Hong Kong|Not applicable|4,549,088|[Fully paid ordinary ]|
|shares|
|Mitsubishi UFJ Financial Group, Inc.|JP Morgan Chase Bank NA|Not applicable|300,327|[Fully paid ordinary ]|
|shares|
|Mitsubishi UFJ Financial Group, Inc.|National Custodian Services|Not applicable|620,038|[Fully paid ordinary ]|
|shares|
|Mitsubishi UFJ Financial Group, Inc.|HSBC Bank Australia Limited|Not applicable|160,120|[Fully paid ordinary ]|
|shares|
|Mitsubishi UFJ Financial Group, Inc.|HSBC Custody Nominees (Australia) Limited|Not applicable|12,875|[Fully paid ordinary ]|shares|
|Mitsubishi UFJ Financial Group, Inc.|Morgan Stanley Australia Securities|Not applicable|1,768,778|[Fully paid ordinary ]|
|(Nominee) Pty Limited|shares|
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5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
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|---|---|---|
|Holder of relevant|Consideration|
|interest|Date of acquisition|Class and number of securities|
|Cash|Non-cash|
|See annexure B to this notice|
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Page 1
Form 603
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
See Annexure A Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section
12 of the Corporations Act
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
Ryuichiro Sakuma Authorised signatory Dated 18 September 2020
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Page 2
Annexure A
Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 18.09.2020
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| Authorised signatory Ryuichiro Sakuma |
Dated 18 September 2020 |
|---|---|
| SCHEDULE | |
| MUFG Bank, Ltd. | |
| Mitsubishi UFJ Trust and Banking Corporation | |
| Mitsubishi UFJ Securities Holdings Co., Ltd. | |
| MU Business Engineering, Ltd. | |
| The Mitsubishi UFJ Factors Limited | |
| Mitsubishi UFJ Jinji Service Co., Ltd. | |
| MU Techno-service Co., Ltd. | |
| Tokyo Credit Service, Ltd. | |
| Tokyo Associates Finance Corp. | |
| MU Business Service Co., Ltd. | |
| Mitsubishi UFJ Loan Business Co.,Ltd. | |
| Mitsubishi UFJ Information Technology, Ltd. | |
| MU Center Service Tokyo Co., Ltd. | |
| MU Center Service Nagoya Co., Ltd. | |
| MU Center Service Osaka Co., Ltd. | |
| MU Business Aid Co., Ltd. | |
| MU Property Reserch Company Limited | |
| Mitsubishi UFJ Home Loan CREDIT CO., LTD. | |
| The Diamond Home Credit Company Limited | |
| Mitsubishi UFJ Reserch & Consulting Co., Ltd. | |
| MU Frontier Servicer Co., Ltd. | |
| Otemachi Guarantee Co., Ltd. | |
| GD Holdings Company Limited | |
| MU Loan Administration Support Co., Ltd. | |
| MU Communications Co.,Ltd. | |
| Japan Electronic Monetary Claim Organization | |
| MU Business Partner Co., Ltd. | |
| MUT Business Outsourcing Co., Ltd. | |
| Mezzanine Solution II Limited Partnership | |
| Mezzanine Solution III Limited Partnership | |
| Mitsubishi UFJ Capital Co., Ltd. | |
Mitsubishi UFJ CapitalⅢ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅣ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅤ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅥ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅦ, Limited Partnership |
|
| Mitsubishi UFJ Life Science 1, Limited Partnership | |
| Mitsubishi UFJ Life Science 2, Limited Partnership | |
| Tohoku Senary Industry Support, Limited Partnership | |
| OiDE Fund Investment Limited Partnership | |
| Mitsubishi UFJ Personal Financial Advisers Co., Ltd. | |
| Mitsubishi UFJ Financial Partners Co.,Ltd. | |
| The Mitsubishi Asset Brains Company, Limited | |
| BOT Lease Co., Ltd. | |
| The Chukyo Bank, Ltd. | |
| Nippon Mutual Housing Loan Co., Ltd. | |
| JM Real Estate Co., Ltd. | |
| Jibun Bank Corporation | |
| JACCS CO.,LTD. | |
| JALCARD Inc. | |
| Yume Shokei Fund No.2 | |
| Yume Shokei Fund No.3 | |
| Marunouchi Capital Fund II Limited Partnership |
Page 1
Annexure A
M ・ U ・ Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M ・ U ・ Trust ・ Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH
Page 2
Annexure A
MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited
Page 3
Annexure A
Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd.
Page 4
Annexure A
AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited First Sentier Investors (Australia) IP Holdings Pty Limited First Sentier Investors (Australia) Services Pty Limited CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) First Sentier Investors (Australia) IM Ltd First Sentier Investors (Australia) Infrastructure Holdings Ltd First Sentier Investors (Australia) Infrastructure Managers Pty Ltd COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) First Sentier Investors (Australia) RE Ltd EDIF II GP S.A.R.L. (COMPANY NO. B204413) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) First Sentier Investors Asia Holdings Limited FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442) FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z) FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063) FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD First Sentier Investors Realindex Pty Ltd SI HOLDINGS LIMITED (COMPANY NO. SC109439) TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)
Page 5
Annexure B
This is annexure B of 12 pages referred to in Form 603, Notice of initial substantial holder dated 18/09/2020
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Ryuichiro Sakuma Authorised signatory Dated 18 September 2020
Class and number of
Holder of relevant interest Date of acquisition Consideration cash Consideration non-cash securities affected
Mitsubishi UFJ Financial Group, Inc. 15/09/2020 332.50 N/A 380 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/09/2020 10,440.00 N/A 12,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/09/2020 7,040.00 N/A 8,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/09/2020 11,104.91 N/A 12,875 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/09/2020 992.80 N/A 1,168 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/09/2020 3,420.00 N/A 4,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 1,060.53 N/A 1,334 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 400.80 N/A 480 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 2,019.55 N/A 2,390 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 594.15 N/A 718 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 855.42 N/A 1,076 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 1,840.00 N/A 2,300 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 3,303.26 N/A 3,956 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 4,250.40 N/A 5,060 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/09/2020 11,655.69 N/A 14,043 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/09/2020 12,732.69 N/A 15,817 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/09/2020 1,961.03 N/A 2,377 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/09/2020 3,751.39 N/A 4,509 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/09/2020 1,193.92 N/A 1,456 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/09/2020 3,160.25 N/A 3,938 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/09/2020 1,276.80 N/A 1,596 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/09/2020 5,203.28 N/A 6,545 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/09/2020 2,720.00 N/A 3,400 Ordinary Shares
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Page 1
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 10/09/2020 869.00 N/A 1,100 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/09/2020 49.91 N/A 62 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/09/2020 3,656.91 N/A 4,629 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/09/2020 1,650.00 N/A 2,200 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 1,406.00 N/A 1,850 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 2,687.10 N/A 3,445 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 4,375.65 N/A 5,646 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 3,858.47 N/A 5,011 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 3.83 N/A 5 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 3,666.00 N/A 4,700 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/09/2020 3,772.22 N/A 4,931 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 7/09/2020 17,279.72 N/A 22,094 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 7/09/2020 3,260.00 N/A 4,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 7/09/2020 2,025.60 N/A 2,532 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 7/09/2020 1,863.00 N/A 2,300 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 7/09/2020 5,072.52 N/A 6,186 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 7/09/2020 N/A Morgan Stanley – see Annexure C 8,212 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 1,754.91 N/A 2,294 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 2,716.10 N/A 3,460 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 3,807.96 N/A 4,882 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 3,264.96 N/A 4,296 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 3,068.52 N/A 3,934 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 1,937.50 N/A 2,500 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 1,689.48 N/A 2,166 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 4.68 N/A 6 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 4/09/2020 N/A Morgan Stanley – see Annexure C 45,544 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/09/2020 2,589.69 N/A 3,217 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/09/2020 2,146.50 N/A 2,700 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/09/2020 602.95 N/A 749 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 3/09/2020 N/A Morgan Stanley – see Annexure C 13,125 Ordinary Shares
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Page 2
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 2/09/2020 548.25 N/A 645 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2/09/2020 40.32 N/A 48 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2/09/2020 123.48 N/A 147 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 2/09/2020 N/A Morgan Stanley – see Annexure C 364 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 1/09/2020 1,260.00 N/A 1,575 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 1/09/2020 71.72 N/A 88 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 1/09/2020 20.80 N/A 26 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 1/09/2020 N/A Morgan Stanley – see Annexure C 7,322 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 31/08/2020 4,799.54 N/A 5,889 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/08/2020 3,022.50 N/A 3,900 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/08/2020 2,146.59 N/A 2,806 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/08/2020 329.94 N/A 437 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/08/2020 8,627.50 N/A 11,900 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/08/2020 2,920.00 N/A 4,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/08/2020 370.71 N/A 491 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/08/2020 1,038.47 N/A 1,473 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 27/08/2020 N/A Morgan Stanley – see Annexure C 11,757 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/08/2020 1,472.41 N/A 2,017 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/08/2020 1,645.93 N/A 2,302 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/08/2020 4,676.25 N/A 6,450 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/08/2020 2,820.00 N/A 4,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/08/2020 4,151.52 N/A 5,766 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/08/2020 2,465.00 N/A 3,400 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/08/2020 2,928.73 N/A 4,214 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/08/2020 2,482.00 N/A 3,400 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/08/2020 4,311.08 N/A 6,115 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/08/2020 4,673.93 N/A 6,583 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 25/08/2020 N/A Morgan Stanley – see Annexure C 1,090 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/08/2020 2,323.20 N/A 3,520 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/08/2020 1,628.33 N/A 2,486 Ordinary Shares
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Page 3
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 24/08/2020 1,394.55 N/A 2,066 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/08/2020 2,954.70 N/A 4,410 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/08/2020 2,128.00 N/A 3,200 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/08/2020 22.95 N/A 34 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 24/08/2020 N/A Morgan Stanley – see Annexure C 2,751 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/08/2020 8.96 N/A 14 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/08/2020 239.58 N/A 396 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 20/08/2020 N/A Morgan Stanley – see Annexure C 2,715 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/08/2020 2,355.87 N/A 3,993 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 18/08/2020 1,231.80 N/A 2,053 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/08/2020 2,395.80 N/A 3,993 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/08/2020 2,328.98 N/A 3,818 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/08/2020 2,591.61 N/A 4,214 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/08/2020 2,363.13 N/A 3,906 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/08/2020 6,487.88 N/A 11,186 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/08/2020 7,000.46 N/A 11,571 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/08/2020 1,996.98 N/A 3,473 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/08/2020 3,638.34 N/A 6,273 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/08/2020 2,529.43 N/A 4,399 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/08/2020 3,450.41 N/A 5,799 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/08/2020 2,315.34 N/A 3,827 Ordinary Shares
Borrow by an entity controlled by
Mitsubishi UFJ Financial Group, Inc. 13/08/2020 N/A Morgan Stanley – see Annexure C 500,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12/08/2020 1,837.62 N/A 2,988 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12/08/2020 5,033.60 N/A 8,320 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12/08/2020 2,508.32 N/A 4,112 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12/08/2020 4,650.75 N/A 7,950 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 12/08/2020 7,769.68 N/A 13,396 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 4,178.13 N/A 6,685 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 3,362.39 N/A 5,213 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 9.38 N/A 15 Ordinary Shares
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Page 4
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 11/08/2020 7.10 N/A 11 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 2,413.00 N/A 3,800 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 3,614.72 N/A 5,648 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 641.28 N/A 1,002 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 623.56 N/A 917 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 840.45 N/A 1,293 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 2,343.75 N/A 3,750 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 1,170.65 N/A 1,801 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 2,216.25 N/A 2,955 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 3,940.72 N/A 6,356 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/08/2020 6,024.38 N/A 8,925 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/08/2020 23,936.64 N/A 30,688 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/08/2020 2,898.50 N/A 3,740 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/08/2020 2,308.68 N/A 2,904 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/08/2020 1,828.50 N/A 2,300 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 7/08/2020 180.12 N/A 237 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6/08/2020 3.68 N/A 5 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/08/2020 2,298.24 N/A 3,024 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/08/2020 73.26 N/A 99 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/08/2020 2,353.34 N/A 3,117 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/08/2020 3,425.51 N/A 4,598 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/08/2020 2,325.00 N/A 3,100 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/08/2020 665.03 N/A 911 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 2,250.00 N/A 3,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 2,778.40 N/A 3,680 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 4,884.00 N/A 6,600 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 293.36 N/A 386 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 1,741.92 N/A 2,292 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 24.24 N/A 32 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/08/2020 3,675.00 N/A 5,000 Ordinary Shares
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Page 5
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 30/07/2020 1,727.00 N/A 2,200 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/07/2020 2,127.06 N/A 2,727 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/07/2020 141.41 N/A 179 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29/07/2020 2,043.73 N/A 2,587 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29/07/2020 1,828.50 N/A 2,300 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/07/2020 1,782.00 N/A 2,200 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/07/2020 7,805.33 N/A 9,461 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/07/2020 1,251.32 N/A 1,526 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/07/2020 2,075.00 N/A 2,500 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 27/07/2020 7,150.11 N/A 8,563 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/07/2020 2,886.68 N/A 3,499 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23/07/2020 6,880.00 N/A 8,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 23/07/2020 12,320.75 N/A 14,495 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22/07/2020 6,133.60 N/A 7,480 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22/07/2020 198.83 N/A 241 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22/07/2020 2,755.60 N/A 3,320 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22/07/2020 2,947.73 N/A 3,573 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22/07/2020 218.94 N/A 267 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 7,612.60 N/A 8,956 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 709.65 N/A 855 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 4,401.60 N/A 5,240 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 1,452.00 N/A 1,815 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 3,978.15 N/A 4,822 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 5,306.22 N/A 6,471 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 3,878.59 N/A 4,759 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 6,329.90 N/A 7,491 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 322.04 N/A 388 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/07/2020 5,769.02 N/A 6,909 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/07/2020 22.91 N/A 29 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/07/2020 2,011.17 N/A 2,562 Ordinary Shares
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Page 6
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 17/07/2020 114.48 N/A 144 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 17/07/2020 4,165.20 N/A 5,340 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/07/2020 527.18 N/A 639 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/07/2020 91.77 N/A 114 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/07/2020 2,400.51 N/A 2,982 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/07/2020 3,466.54 N/A 4,502 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/07/2020 2,691.63 N/A 3,323 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 15/07/2020 3,105.15 N/A 3,810 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/07/2020 33.33 N/A 43 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/07/2020 91.63 N/A 119 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 14/07/2020 1,837.99 N/A 2,387 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/07/2020 2,367.34 N/A 2,887 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/07/2020 5.53 N/A 7 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/07/2020 94.77 N/A 117 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/07/2020 35.65 N/A 46 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 13/07/2020 2,270.59 N/A 2,786 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/07/2020 5.64 N/A 7 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/07/2020 1,831.41 N/A 2,261 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 10/07/2020 2,615.55 N/A 3,290 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/07/2020 5.92 N/A 7 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/07/2020 28.90 N/A 34 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/07/2020 2,660.90 N/A 3,245 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/07/2020 480.33 N/A 593 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/07/2020 1,325.52 N/A 1,578 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/07/2020 4,334.31 N/A 5,351 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 8/07/2020 2,511.60 N/A 2,990 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6/07/2020 19,147.99 N/A 21,158 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6/07/2020 6,919.23 N/A 7,562 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6/07/2020 5,002.96 N/A 5,438 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 6/07/2020 2,464.00 N/A 2,800 Ordinary Shares
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Page 7
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 3/07/2020 520.20 N/A 578 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/07/2020 81.40 N/A 88 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 3/07/2020 821.61 N/A 918 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2/07/2020 46.16 N/A 51 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2/07/2020 1,048.42 N/A 1,178 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 1/07/2020 37,646.94 N/A 43,852 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 1/07/2020 10.66 N/A 13 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 28,554.51 N/A 35,823 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 19,030.21 N/A 24,193 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 2,536.85 N/A 3,191 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 1,549.53 N/A 1,913 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 3,166.28 N/A 3,885 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 2,817.52 N/A 3,436 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 145.23 N/A 185 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 30/06/2020 2,504.00 N/A 3,130 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29/06/2020 0.76 N/A 1 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 24/06/2020 219,099.19 N/A 234,833 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/06/2020 8,210.15 N/A 9,047 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/06/2020 44,509.89 N/A 48,955 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/06/2020 41,386.54 N/A 45,605 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/06/2020 43,463.81 N/A 46,585 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/06/2020 224,373.29 N/A 246,781 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/06/2020 1.83 N/A 2 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/06/2020 11,424.70 N/A 12,026 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/06/2020 7,424.17 N/A 7,774 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/06/2020 820.80 N/A 864 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/06/2020 2,740.50 N/A 2,900 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/06/2020 3,646.50 N/A 3,740 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/06/2020 4,606.00 N/A 4,900 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 16/06/2020 1,664.63 N/A 1,725 Ordinary Shares
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Annexure B
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Mitsubishi UFJ Financial Group, Inc. 12/06/2020 23,055.06 N/A 22,603 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/06/2020 7,388.03 N/A 6,686 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 11/06/2020 4,252.04 N/A 3,848 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 9/06/2020 12,183.90 N/A 9,556 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5/06/2020 4,615.58 N/A 3,895 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5/06/2020 5,786.41 N/A 4,802 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 5/06/2020 5,045.60 N/A 4,240 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 4/06/2020 64,886.49 N/A 52,442 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/06/2020 26,379.30 N/A 21,195 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/06/2020 100,390.43 N/A 87,334 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/06/2020 109,157.48 N/A 90,783 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/06/2020 13,443.90 N/A 10,930 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 2/06/2020 293,892.50 N/A 261,261 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/06/2020 20,830.43 N/A 18,682 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 29/05/2020 64,342.64 N/A 54,662 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/05/2020 58,645.00 N/A 50,000 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 45,630.17 N/A 42,649 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 73,605.79 N/A 71,594 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 14,401.81 N/A 13,651 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 650.76 N/A 638 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 2,050.00 N/A 2,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 7,650.84 N/A 7,428 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 1,787.45 N/A 1,727 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 2,090.00 N/A 2,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 28/05/2020 1,818.00 N/A 1,800 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 8,255.95 N/A 8,352 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 23,022.17 N/A 23,290 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 5,145.35 N/A 5,245 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 9,201.78 N/A 9,380 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 14,348.11 N/A 14,626 Ordinary shares
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Page 9
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 26/05/2020 14,766.21 N/A 14,938 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 5,639.77 N/A 5,749 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 9,050.71 N/A 9,156 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 9,500.00 N/A 10,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 12,117.00 N/A 12,117 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 3,840.00 N/A 4,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 8,331.48 N/A 9,007 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 1,930.60 N/A 1,970 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 7,272.26 N/A 7,383 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 6,030.00 N/A 6,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 1,116.00 N/A 1,200 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 26/05/2020 11,450.57 N/A 12,117 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 20,859.48 N/A 23,113 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 11,663.91 N/A 12,924 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 32,523.39 N/A 36,037 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 12,784.82 N/A 14,166 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 15,510.80 N/A 17,139 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 1,898.26 N/A 2,086 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 1,728.00 N/A 1,920 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 4,798.43 N/A 5,273 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 25/05/2020 1,644.12 N/A 1,837 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 18,020.48 N/A 21,126 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 50,248.52 N/A 58,908 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 4,007.60 N/A 4,660 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 1,437.06 N/A 1,671 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 32,228.05 N/A 37,782 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 2,570.54 N/A 2,989 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 19,752.92 N/A 23,157 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/05/2020 1,575.52 N/A 1,832 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/05/2020 1,407.82 N/A 1,637 Ordinary Shares
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Page 10
Annexure B
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----- Start of picture text -----
Mitsubishi UFJ Financial Group, Inc. 21/05/2020 356.13 N/A 407 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/05/2020 483.40 N/A 517 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/05/2020 1,820.00 N/A 2,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/05/2020 1,466.96 N/A 1,667 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 21/05/2020 3,660.00 N/A 4,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 8,803.20 N/A 9,825 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 27,257.54 N/A 31,570 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 1,834.73 N/A 2,125 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 1,537.54 N/A 1,716 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 5,457.55 N/A 6,321 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 1,762.43 N/A 1,967 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 27,116.08 N/A 29,474 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 32,878.27 N/A 38,080 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 10,618.50 N/A 11,851 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 2,343.94 N/A 2,616 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 7,257.74 N/A 8,406 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 6,894.25 N/A 7,985 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 2,226.56 N/A 2,485 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 592.26 N/A 661 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 4,759.92 N/A 5,513 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 2,103.12 N/A 2,286 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 3,367.20 N/A 3,680 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 2,739.76 N/A 2,978 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 1,619.20 N/A 1,840 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 568.80 N/A 632 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 6,071.73 N/A 6,979 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 13,765.05 N/A 15,210 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 1,241.24 N/A 1,383 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 3,007.48 N/A 3,269 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 20/05/2020 1,644.30 N/A 1,890 Ordinary Shares
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Page 11
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 19/05/2020 49,407.94 N/A 57,119 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 33,331.63 N/A 38,839 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 10,906.79 N/A 12,609 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 5,532.82 N/A 6,447 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 7,358.21 N/A 8,574 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 8,201.07 N/A 9,481 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 2,756.76 N/A 3,187 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 6,989.18 N/A 8,144 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 40,962.94 N/A 47,356 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 4,825.66 N/A 5,623 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 7,153.55 N/A 8,270 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 27,634.04 N/A 32,200 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 10,360.97 N/A 11,978 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 1,859.72 N/A 2,167 Ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 2,885.91 N/A 3,477 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 1,571.70 N/A 1,860 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 405.92 N/A 472 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 1,720.00 N/A 2,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 3,326.40 N/A 3,960 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 4,124.45 N/A 4,881 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 1,740.00 N/A 2,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 19/05/2020 8,088.50 N/A 9,244 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc. 18/05/2020 6,108.18 N/A 7,449 Ordinary Shares
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Page 12
Annexure C:
This is Annexure C referred to in the Form 603: Notice of becoming a substantial holder, dated 18 September 2020.
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Ryuichiro Sakuma Authorised signatory Dated 18.09.2020
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and CITIBANK NA |
| Transfer Date | 20200813;20200817;20200819;20200826;20200828; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| **Does the lender have the right to recall early? ** | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' deliveryandpayment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | Overseas Securities Lender's Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and JPMORGAN CHASE BANK, N.A. |
| Transfer Date | 20200827;20200903;20200904;20200907; |
| Holder of Voting Rights | Each Party undertakes that where it holds securities of the same description as any securities borrowed by it or transferred to it by way of collateral at a time when a right to vote arises in respect of such securities, it will use its best endeavours to arrange for the voting rights attached to such securities to be exercised in accordance with the instructions of the Lender or Borrower(as the case maybe). |
| Are there any restrictions on voting rights? | Ye~~s/No~~ |
| Ifyes, detailAs stated above. | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
| If yes, detail The Borrower is entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions. |
|
| **Does the lender have the right to recall early? ** | Ye~~s/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall redeliver such Equivalent Securities not later than the expiry of such notice in accordance with the Lender's instructions. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| Ifyes, detail any exceptionsIf an Event of Default occurs in relation to either Party,the Parties' deliveryandpayment obligations shall be |
accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established in accordance with the Agreement and on the basis of the Relevant Values so established, the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley & Co. International plc and STATE BOARD OF ADMINISTRATION OF FLORIDA |
| Transfer Date | 20200820; 20200824; 20200825; 20200826; 20200901; 20200902; 20200903;20200914; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| **Does the lender have the right to recall early? ** | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' deliveryandpayment obligations in respect thereof. |