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IVE GROUP LIMITED — Major Shareholding Notification 2019
Dec 16, 2019
65109_rns_2019-12-16_bdaff09a-904b-404c-bc67-791ba8dd235a.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme IVE GROUP LIMITED ACN/ARSN ACN 606 252 644
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713
The holder ceased to be a substantial holder on 12-Dec-2019 The previous notice was given to the company on 11-Dec-2019 The previous notice was dated 11-Dec-2019
2. Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,145.15 AUD | 1,786 Common Stock |
1,786 |
| 9-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 20,200.90 AUD | 8,783 Common Stock |
8,783 |
| 9-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,381.68 AUD | 606 Common Stock | 606 |
| 9-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 38,759.39 AUD | 16,686 Common Stock |
16,686 |
| 10-Dec-19 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 10,480.47 AUD | -4,457 Common Stock |
-4,457 |
| 10-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 13,829.90 AUD | 6,013 Common Stock |
6,013 |
| 10-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 146.56 AUD | 64 Common Stock | 64 |
| 10-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 26,043.24 AUD | 11,268 Common Stock |
11,268 |
| 10-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 23,012.62 AUD | 9,975 Common Stock |
9,975 |
| 10-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,058.21 AUD | 891 Common Stock | 891 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 20,890.42 AUD | -8,945 Common Stock |
-8,945 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 10,039.95 AUD | -4,241 Common Stock |
-4,241 |
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| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 60,234.31 AUD | -26,172 Common Stock |
-26,172 |
|---|---|---|---|---|---|
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 782.98 AUD | 336 Common Stock | 336 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 13,740.0 AUD | 6,000 Common Stock |
6,000 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 51.04 AUD | 22 Common Stock | 22 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,090.44 AUD | 468 Common Stock | 468 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 37,345.53 AUD | 16,086 Common Stock |
16,086 |
| 11-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,252.87 AUD | 1,400 Common Stock |
1,400 |
| 12-Dec-19 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 299,469.58 AUD | -129,596 Common Stock |
-129,596 |
| 12-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 64,878.49 AUD | 28,518 Common Stock |
28,518 |
| 12-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 69,921.01 AUD | 30,595 Common Stock |
30,595 |
| 12-Dec-19 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,827.53 AUD | 800 Common Stock | 800 |
| 10-Dec-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-4,119 Common Stock |
-4,119 |
| 11-Dec-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under Master prime brokerage agreement |
Refer to Annexure A of Notice |
-15,685 Common Stock |
-15,685 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
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Credit Suisse Fourth Nominees Pty Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia (ACN 069 126 432) Credit Suisse Securities (Europe) Limited One Cabot Square,London,E14 4QJ (ARBN 099554131)
Signature
print name Winston Loke capacity Authorised Signatory sign here date 17-Dec-2019
==> picture [61 x 24] intentionally omitted <==
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Annexure "A"
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 17-Dec-2019 |
==> picture [61 x 25] intentionally omitted <==
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Master Prime Brokerage Securities Lending |
| Agreement | |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| Regal Investment Fund | |
| Transfer date | 11-Dec-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 5 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior written notice or earlier upon |
| agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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