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IVE GROUP LIMITED Major Shareholding Notification 2019

Dec 16, 2019

65109_rns_2019-12-16_bdaff09a-904b-404c-bc67-791ba8dd235a.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme IVE GROUP LIMITED ACN/ARSN ACN 606 252 644

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713

The holder ceased to be a substantial holder on 12-Dec-2019 The previous notice was given to the company on 11-Dec-2019 The previous notice was dated 11-Dec-2019

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose
relevant interest
changed
Nature of change
(4)
Consideration given
in relation to
change(5)
Class (6) and
number of
securities affected
Person's votes
affected
9-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 4,145.15 AUD 1,786 Common
Stock
1,786
9-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 20,200.90 AUD 8,783 Common
Stock
8,783
9-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 1,381.68 AUD 606 Common Stock 606
9-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 38,759.39 AUD 16,686 Common
Stock
16,686
10-Dec-19 Credit Suisse
Equities (Australia)
Limited
Disposed on market 10,480.47 AUD -4,457 Common
Stock
-4,457
10-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 13,829.90 AUD 6,013 Common
Stock
6,013
10-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 146.56 AUD 64 Common Stock 64
10-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 26,043.24 AUD 11,268 Common
Stock
11,268
10-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 23,012.62 AUD 9,975 Common
Stock
9,975
10-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 2,058.21 AUD 891 Common Stock 891
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Disposed on market 20,890.42 AUD -8,945 Common
Stock
-8,945
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Disposed on market 10,039.95 AUD -4,241 Common
Stock
-4,241

1

11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Disposed on market 60,234.31 AUD -26,172 Common
Stock
-26,172
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 782.98 AUD 336 Common Stock 336
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 13,740.0 AUD 6,000 Common
Stock
6,000
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 51.04 AUD 22 Common Stock 22
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 1,090.44 AUD 468 Common Stock 468
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 37,345.53 AUD 16,086 Common
Stock
16,086
11-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 3,252.87 AUD 1,400 Common
Stock
1,400
12-Dec-19 Credit Suisse
Equities (Australia)
Limited
Disposed on market 299,469.58 AUD -129,596 Common
Stock
-129,596
12-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 64,878.49 AUD 28,518 Common
Stock
28,518
12-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 69,921.01 AUD 30,595 Common
Stock
30,595
12-Dec-19 Credit Suisse
Equities (Australia)
Limited
Acquired on market 1,827.53 AUD 800 Common Stock 800
10-Dec-19 Credit Suisse
Securities (Europe)
Limited
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
A of Notice
-4,119 Common
Stock
-4,119
11-Dec-19 Credit Suisse
Securities (Europe)
Limited
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
A of Notice
-15,685 Common
Stock
-15,685

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007
053 849)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

2

Credit Suisse Fourth Nominees Pty Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia (ACN 069 126 432) Credit Suisse Securities (Europe) Limited One Cabot Square,London,E14 4QJ (ARBN 099554131)

Signature

print name Winston Loke capacity Authorised Signatory sign here date 17-Dec-2019

==> picture [61 x 24] intentionally omitted <==

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Annexure "A"

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature
print name
sign here
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Winston Loke
capacity
Authorised Signatory
date
17-Dec-2019

==> picture [61 x 25] intentionally omitted <==

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Prescribed information
Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited and
Regal Investment Fund
Transfer date 11-Dec-2019
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 5 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 days prior written notice or earlier upon
agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

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