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Iterum Therapeutics plc — Director's Dealing 2020
Apr 10, 2020
34796_dirs_2020-04-09_7450f1e2-52fd-47df-a8d2-1accbe1ee876.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Iterum Therapeutics plc (ITRM)
CIK: 0001659323
Period of Report: 2020-04-07
Reporting Person: Chin Mark (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-07 | Ordinary Shares | J | 1089903 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-07 | 6.500% Exchangeable Senior Subordinated Note due 2025 | $ | J | Disposed | 2025-01-31 | Ordinary Shares (1900000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 6154 | Direct |
Footnotes
F1: On April 7, 2020, the reporting person resigned as an investment director for Arix Bioscience plc, which is the sole owner and parent of Arix Bioscience Holdings Ltd., which holds these securities. As a result of his resignation, the reporting person no longer has any voting power over these securities and therefore has ceased to beneficially own such securities.
F2: Arix Bioscience Holdings Ltd. continues to hold these securities.
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