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Iterum Therapeutics plc — Director's Dealing 2018
May 25, 2018
34796_dirs_2018-05-24_9cc43112-72cc-4327-aa87-1328b2fc11ee.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Iterum Therapeutics plc (ITRM)
CIK: 0001659323
Period of Report: 2018-05-24
Reporting Person: Malik Shahzad (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B-1 Preferred Shares | $ | Ordinary Shares (13921) | Indirect | ||
| Series B-1 Preferred Shares | $ | Ordinary Shares (391147) | Indirect | ||
| Series B-2 Preferred Shares | $ | Ordinary Shares (7771) | Indirect | ||
| Series B-2 Preferred Shares | $ | Ordinary Shares (218338) | Indirect |
Footnotes
F1: The Series B-1 Preferred Shares are convertible into Ordinary Shares of the Issuer at the option of the holder. The Series B-1 Preferred Shares will automatically convert into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F2: Not applicable.
F3: Securities are held by Advent Life Sciences LLP ("Advent"). The Reporting Person is a general partner of Advent, and disclaims beneficial ownership of the shares held by Advent except to the extent of his indirect pecuniary interest therein.
F4: Advent Life Sciences Fund II LP. Advent is the general partner of Advent Life Sciences Fund II LP and the Reporting Person is a partner of Advent. The Reporting Person and Advent disclaim beneficial ownership of the shares held by Advent Life Sciences Fund II LP except to the extent of his indirect pecuniary interest therein.
F5: The Series B-2 Preferred Shares are convertible into Ordinary Shares of the Issuer at the option of the holder. The Series B-2 Preferred Shares will automatically convert into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.