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Iterum Therapeutics plc — Director's Dealing 2018
May 30, 2018
34796_dirs_2018-05-30_2753a203-1dfd-462d-94a7-5b62c6c7e8e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Iterum Therapeutics plc (ITRM)
CIK: 0001659323
Period of Report: 2018-05-30
Reporting Person: Fishman Corey N. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Ordinary Shares | C | 33259 | — | Acquired | 229312 | Direct |
| 2018-05-30 | Ordinary Shares | C | 4050 | — | Acquired | 233362 | Direct |
| 2018-05-30 | Ordinary Shares | C | 1591 | — | Acquired | 234953 | Direct |
| 2018-05-30 | Ordinary Shares | P | 3000 | $13.00 | Acquired | 237953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-30 | Series A Preferred Shares | $ | C | 33259 | Disposed | Ordinary Shares (33259) | Direct | |
| 2018-05-30 | Series B-1 Preferred Shares | $ | C | 4050 | Disposed | Ordinary Shares (4050) | Direct | |
| 2018-05-30 | Series B-2 Preferred Shares | $ | C | 1591 | Disposed | Ordinary Shares (1591) | Direct |
Footnotes
F1: The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F2: The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F3: The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F4: Not applicable.