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Iterum Therapeutics plc — Director's Dealing 2018
May 30, 2018
34796_dirs_2018-05-30_b8eb2235-ea83-4f80-bec9-a988f4fc20de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Iterum Therapeutics plc (ITRM)
CIK: 0001659323
Period of Report: 2018-05-30
Reporting Person: Matthews Judith M. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Ordinary Shares | C | 10980 | — | Acquired | 46626 | Direct |
| 2018-05-30 | Ordinary Shares | C | 3038 | — | Acquired | 49664 | Direct |
| 2018-05-30 | Ordinary Shares | C | 2466 | — | Acquired | 52130 | Direct |
| 2018-05-30 | Ordinary Shares | P | 4000 | $13.00 | Acquired | 56130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-30 | Series A Preferred Shares | $ | C | 10980 | Disposed | Ordinary Shares (10980) | Direct | |
| 2018-05-30 | Series B-1 Preferred Shares | $ | C | 3038 | Disposed | Ordinary Shares (3038) | Direct | |
| 2018-05-30 | Series B-2 Preferred Shares | $ | C | 2466 | Disposed | Ordinary Shares (2466) | Direct |
Footnotes
F1: The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F2: The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F3: The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F4: Not applicable.