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Iterum Therapeutics plc — Director's Dealing 2018
Jun 1, 2018
34796_dirs_2018-06-01_e7879619-cc95-41d5-89f6-43e00e408069.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Iterum Therapeutics plc (ITRM)
CIK: 0001659323
Period of Report: 2018-05-30
Reporting Person: Chin Mark (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Ordinary Shares | C | 445576 | — | Acquired | 445576 | Indirect |
| 2018-05-30 | Ordinary Shares | C | 248721 | — | Acquired | 694297 | Indirect |
| 2018-05-30 | Ordinary Shares | P | 337606 | $13.00 | Acquired | 1031903 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-30 | Series B-1 Preferred Shares | $ | C | 445576 | Disposed | Ordinary Shares (445576) | Indirect | |
| 2018-05-30 | Series B-2 Preferred Shares | $ | C | 248721 | Disposed | Ordinary Shares (248721) | Indirect |
Footnotes
F1: The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F2: The Reporting Person is an Investment Director for By Arix Bioscience Holdings Ltd.
F3: The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
F4: Not applicable.
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