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IRON MOUNTAIN INC — Director's Dealing 2018
Feb 20, 2018
30157_dirs_2018-02-20_33453e79-c6c4-4b9f-a686-96e54f7cd694.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IRON MOUNTAIN INC (IRM)
CIK: 0001020569
Period of Report: 2018-02-15
Reporting Person: MacLean Theodore (EVP, Adjacent Businesses)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1345 | $33.43 | Disposed | 5839 | Direct |
| 2018-02-16 | Common Stock, par value $.01 per share | M | 1619 | — | Acquired | 7458 | Direct |
| 2018-02-16 | Common Stock, par value $.01 per share | F | 562 | $33.17 | Disposed | 6896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Employee Stock Option (Right to Buy) | $33.72 | A | 24889 | Acquired | 2028-02-15 | Common Stock (24889) | Direct |
| 2018-02-15 | Restricted Stock Units | $ | A | 5338 | Acquired | Common Stock (5338) | Direct | |
| 2018-02-16 | Restricted Stock Units | $ | M | 1619 | Disposed | Common Stock (1619) | Direct |
Footnotes
F1: This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of September 7, 2017.
F2: This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on February 16, 2017.
F3: This stock option becomes exercisable in three substantially equal annual installments beginning on the first anniversary of the grant date.
F4: Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
F5: The RSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.
F6: The RSUs, representing a contingent right to receive a total of 4,864 shares of Common Stock, were granted to the Reporting Person on February 16, 2017 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.