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IRON BEAR RESOURCES LTD Major Shareholding Notification 2013

Nov 14, 2013

65091_rns_2013-11-14_a944c759-f974-4c96-ac8b-f3446ed81cd8.pdf

Major Shareholding Notification

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604 page 1/2 15 July 2001

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

Cape Lambert Resources Ltd To Company Name/Scheme 095 047 920 ACN/ARSN

1. Details of substantial holder(1)

BlackRock Group (BlackRock Inc. and subsidiaries named in Anenxures to this form) Name ACN/ARSN (if applicable)

There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
13
26
16
/ /
/ /
/ /
11
04
04
13
13
13

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice

Previous notice

Present notice

Present notice


Person's votes
Voting power (5)
Person's votes
Voting power (5)
ord
44,020,725

6.41

36,500,000

5.40

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
See Annexure A
  1. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
See Annexure B

604 page 2/2 15 July 2001

  1. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association 6. Addresses The addresses of persons named in this form are as follows: Name Address Annexure C Signature Belinda Plotkin Company Secretary print name capacity 15 11 13 sign here date / /

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

604 GUIDE page 1/1 13 March 2000

GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.

Signature This form must be signed by either a director or a secretary of the substantial holder.

Nil Nil Nil (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. (c) The person must give a copy of this notice: (i) within 2 business days after they become aware of the information; or (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and (B) the person becomes aware of the information during the bid period. To make any annexure conform to the regulations, you must 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied 5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) 7 sign and date the annexure The annexure must be signed by the same person(s) who signed the form.

==> picture [486 x 431] intentionally omitted <==

----- Start of picture text -----

Lodging period Nil
Lodging Fee Nil
Other forms to be Nil
completed
Additional information
(a) If additional space is required to complete a question, the information may be included on a separate piece
of paper annexed to the form.
(b)This notice must be given to a listed company, or the responsible entity for a listed managed investment
scheme. A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the
information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures
To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when
photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s) who signed the form.
GUIDE
----- End of picture text -----

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

Annexure A

This is Annexure A of 2 pages referred to in form 604 Notice of change of interests of substantial shareholder

Belinda Plotkin, Company Secretary

15/11/2013 Date

3. Changes in relevant interests

CAPE LAMBERT RESOURCES LTD (CFE) CAPE LAMBERT RESOURCES LTD (CFE) CAPE LAMBERT RESOURCES LTD (CFE) CAPE LAMBERT RESOURCES LTD (CFE)
Date of
Change
Person whose relevant interest
changed
Nature of change (6) /
Consideration given in relation
to change (7)
Class and number of
securities affected
Person's
votes
affected
17-Apr-13 BlackRock Investment on mkt sale 0.15 ord -405,405 -405,405
Management (UK) Ltd
17-Apr-13 BlackRock Investment on mkt sale 0.15 ord -94,595 -94,595
Management (UK) Ltd
19-Apr-13 BlackRock Investment on mkt sale 0.16 ord -610,143 -610,143
Management (UK) Ltd
19-Apr-13 BlackRock Investment on mkt sale 0.16 ord -142,367 -142,367
Management (UK) Ltd
22-Apr-13 BlackRock Investment on mkt sale 0.17 ord -278,859 -278,859
Management (UK) Ltd
22-Apr-13 BlackRock Investment on mkt sale 0.17 ord -65,067 -65,067
Management (UK) Ltd
24-Apr-13 BlackRock Institutional Trust on mkt purchase 0.17 ord 20,731 20,731
Company, N.A.
03-May-13 BlackRock Institutional Trust on mkt purchase 0.15 ord 20,731 20,731
Company, N.A.
03-May-13 BlackRock Institutional Trust in specie n/a ord -20,731 -20,731
Company, N.A.
15-May-13 BlackRock Investment in specie n/a ord 19,350 19,350
Management (Australia) Limited
16-May-13 BlackRock Investment in specie n/a ord 6,450 6,450
Management (Australia) Limited
22-May-13 BlackRock Investment on mkt sale 0.15 ord -129,549 -129,549
Management (UK) Ltd
23-May-13 BlackRock Investment on mkt sale 0.14 ord -370,451 -370,451
Management (UK) Ltd
29-May-13 BlackRock Institutional Trust on mkt sale 0.14 ord -58,646 -58,646
Company, N.A.
29-May-13 BlackRock Institutional Trust on mkt sale 0.14 ord -214,846 -214,846
Company, N.A.
29-May-13 BlackRock Institutional Trust on mkt sale 0.14 ord -40,090 -40,090
Company, N.A.
29-May-13 BlackRock Institutional Trust on mkt sale 0.14 ord -64,611 -64,611
Company, N.A.
30-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -70,375 -70,375
Company, N.A.
30-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -257,815 -257,815
Company, N.A.
30-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -48,108 -48,108
Company, N.A.
30-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -58,150 -58,150
Company, N.A.
31-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -164,211 -164,211
Company, N.A.
31-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -601,570 -601,570
Company, N.A.
31-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -112,255 -112,255
Company, N.A.
31-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -135,686 -135,686
Company, N.A.
31-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -52,731 -52,731
Company, N.A.
31-May-13 BlackRock Institutional Trust on mkt sale 0.12 ord -16,036 -16,036
Company, N.A.

page 1 of 2

CFE

Date of
Change
Person whose relevant interest
changed
Nature of change (6) /
Consideration given in relation
to change (7)
Nature of change (6) /
Consideration given in relation
to change (7)
Class and number of
securities affected
Class and number of
securities affected
Person's
votes
affected
31-May-13 BlackRock Fund Advisors on mkt sale 0.12 ord -4,466 -4,466
20-Jun-13 BlackRock Investment in specie n/a ord 19,350 19,350
Management (Australia) Limited
05-Aug-13 BlackRock Investment in specie n/a ord 25,776 25,776
Management (Australia) Limited
21-Aug-13 BlackRock Investment on mkt sale 0.15 ord -480,837 -480,837
Management (UK) Ltd
21-Aug-13 BlackRock Investment on mkt sale 0.15 ord -240,418 -240,418
Management (UK) Ltd
23-Aug-13 BlackRock Investment on mkt sale 0.14 ord -519,163 -519,163
Management (UK) Ltd
23-Aug-13 BlackRock Investment on mkt sale 0.14 ord -259,582 -259,582
Management (UK) Ltd
20-Sep-13 BlackRock Asset Management on mkt sale 0.12 ord -1,196,961 -1,196,961
Australia Limited
20-Sep-13 BlackRock Investment on mkt sale 0.12 ord -232,356 -232,356
Management (Australia) Limited
20-Sep-13 BlackRock Investment on mkt sale 0.12 ord -187,033 -187,033
Management (Australia) Limited
13-Nov-13 BlackRock Investment on mkt sale 0.13 ord -500,000 -500,000
Management (UK) Ltd

page 2 of 2

CFE

15/11/2013
Belinda Plotkin,
Company Secretary
Date
4. Present relevant interests
Holder of Relevant
Interests
Registered Holder of
Securities
Person entitled to be
registered as holder (8)
Nature of Relevant Interest (6)
Person's
votes
Class and number
of Securities
BlackRock Investment
Management (UK) Ltd
BNYM-BONY EUROPE
Power to control the exercise of a right to vote attached
to securities and/or the power to dispose of securities
as responsible officer, investment manager or trustee.
ord
4,000,000
4,000,000
BlackRock Investment
Management (UK) Ltd
BNYM-BONY
LUXEMBOURG
Power to control the exercise of a right to vote attached
to securities and/or the power to dispose of securities
as responsible officer, investment manager or trustee.
ord
32,500,000
32,500,000

Annexure C

This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

15/11/2013

Belinda Plotkin, Date Company Secretary

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock Investment Management (UK) Ltd 12 Throgmorton Avenue
London EC2N 2DL UK
BlackRock Investment Management (Aust) Ltd Level 26, 101 Collins St
Melbourne Australia
BlackRock Asset Management Australia Limited Level 43, Grosvenor Place
225 George Street
Sydney NSW 2000 Australia
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
BlackRock Institutional Trust Company, N.A. 400 Howard Street
San Francisco, CA, 94105

page 1 of 1

CFE