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IRON BEAR RESOURCES LTD — Major Shareholding Notification 2013
Dec 3, 2013
65091_rns_2013-12-03_93ec22a4-fa1b-4bf9-afd3-6a7ffe527e96.pdf
Major Shareholding Notification
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The Capital Group Companies, Inc. 333 South Hope Street Los Angeles, California 90071-1406
thecapitalgroup.com
3 December 2013
BY FAX - ORIGINAL IN POST
(61 8 9380 9666)
Cape Lambert Resources Limited 32 Harrogate Street West Leederville, WA 6007 Australia
Re: Amended Notice of Change in Interests of Substantial Shareholder under Section 671B
Claire Tolcon:
Thank you for your email dated 2 December 2013. The notice submitted disclosing holdings as of 29 November 2013 was due to a change in interest, not a cease. We used Form 605 in error and now submit Form 604 ‘Notice of change of interests of substantial holder’. Please find enclosed an amended notice using Form 604 ‘Notice of change of interests of substantial holder’ under Section 671B dated 29 November 2013. Please note that a copy of this report has been sent to the Australian Stock Exchange.
Neither the Capital Group Companies, Inc. nor any of its affiliates own shares of your company for its own account. Rather, the shares reported on Form 604 are owned by accounts under the discretionary investment management of one or more of the investment management companies that make up the Capital Group Companies, Inc.
For the purpose of this Notice, an outstanding share balance of 669,241,942 shares was used to calculate the percentage of holdings of the relevant share capital. We believe this outstanding share balance is current; however, if this number is not accurate, please contact us as soon as possible so that we may make the necessary revisions to this Notice.
Should you have questions or require additional information, please contact Gina Martinez or Vivien Tan at (213) 615-0469, or send a fax message to (213) 615-4056. Alternatively, you may contact us via e-mail at [email protected].
Regards,
Christopher Aquino Compliance Associate
604 page Page 1 of 2
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Cape Lambert Resources Limited ACN/ARSN 1. Details of substantial holder(1) Name The Capital Group Companies, Inc. ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 29 November 2013 The previous notice was given to the company on 12 July 2013 The previous notice was dated 11 July 2013
The shares reported were owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person'svotes | Voting power(5) | Person'svotes | Voting power(5) | |
| Ordinary Shares | 70,167,114 shares | 10.2923% | 61,378,626 shares |
9.1714% |
The shares being reported under this section are owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
604 page Page 2 of 2
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 12 July 2013 - 29 November 2013 |
The Capital Group Companies, Inc. |
Decreased holdings |
Average price of 0.1316 AUD per share |
8,788,488 Ordinary Shares |
8,788,488 |
See Annexure A dated 11 July 2013
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| none | |||||
| See Annexure A dated 29 November 2013 (copy attached) |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| The Capital Group Companies, Inc. | 333 South Hope Street, 55~~th~~Floor LosAngeles, CA90071 |
Signature
print name: Liliane Corzo
Capacity: Senior Counsel
sign here ______ date 03 December 2013
Annexure “A”
This is the Annexure of 1 page marked Annexure “A” referred to in Form 604 signed by this corporation dated 29 November 2013.
The Capital Group Companies, Inc.
By: ________ Liliane Corzo Senior Counsel
Australia Annexure
Cape Lambert Resources Limited
29 November 2013
| CG Investment Management Company Capital Research and Management Company |
Account Number 11000035 11000075 |
Number of Shares % Held 47,330,825 14,047,801 61,378,626 |
|---|---|---|
GRAND TOTAL
61,378,626 9.17%
Nominee List
Cape Lambert Resources Limited
29 November 2013
Nominee Name
| Nominee Name | ||
|---|---|---|
| State Street Bank & Trust Co. | ||
| 11000075 | 14,047,801 | |
| Total Shares: | 14,047,801 | |
| Westpac Custodian Nominees | ||
| 50 Pitt Street, 8th Floor | ||
| Sydney, NSW 2000 | ||
| Australia | ||
| 11000035 | 47,330,825 | |
| Total Shares: | 47,330,825 |