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IROBOT CORP — Director's Dealing 2011
Nov 2, 2011
34139_dirs_2011-11-02_cdfca914-28fd-4cab-b41b-337a179fbd78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IROBOT CORP (IRBT)
CIK: 0001159167
Period of Report: 2011-10-28
Reporting Person: CHWANG RONALD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-28 | Common Stock | M | 2000 | $24.00 | Acquired | 5059 | Direct |
| 2011-10-28 | Common Stock | S | 2000 | $33.25 | Disposed | 3059 | Direct |
| 2011-10-31 | Common Stock | M | 5941 | $24.00 | Acquired | 9000 | Direct |
| 2011-10-31 | Common Stock | S | 5941 | $34.5392 | Disposed | 3059 | Direct |
| 2011-11-02 | Common Stock | M | 2059 | $24.00 | Acquired | 5118 | Direct |
| 2011-11-02 | Common Stock | S | 2059 | $33.52 | Disposed | 3059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-28 | Common Stock | $24.00 | M | 2000 | Disposed | 2015-11-08 | Common Stock (2000) | Direct |
| 2011-10-31 | Common Stock | $24.00 | M | 5941 | Disposed | 2015-11-08 | Common Stock (5941) | Direct |
| 2011-11-02 | Common Stock | $24.00 | M | 2059 | Disposed | 2015-11-08 | Common Stock (2059) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 123710 | Indirect |
| Common Stock | 267400 | Indirect |
Footnotes
F1: The range of prices for the transaction reported on this line was $34.51 to $34.60. The average weighted price was $34.5392. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
F3: Consists of shares held indirectly by iD America 1, LLC as sole general partner for iD5 Fund, L.P. The reporting person is a principal of iD America 1, LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
F4: This option is currently exercisable.