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IRIDEX CORP Director's Dealing 2015

Sep 4, 2015

34978_dirs_2015-09-03_5100ec14-d614-44ff-8828-94eebfa89b36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2015-09-02

Reporting Person: Steckel Ronald (VP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-02 Common Stock M 1875 $3.856 Acquired 30750 Direct
2015-09-02 Common Stock S 1875 $6.80 Disposed 28875 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-02 Stock Option Right to Buy $3.856 M 1875 Disposed 2017-01-01 Common Stock (1875) Direct

Footnotes

F1: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.

F2: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.