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IRIDEX CORP Director's Dealing 2014

Feb 28, 2014

34978_dirs_2014-02-27_4eaa972e-2f92-438a-abcb-2675a4db0245.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-02-27

Reporting Person: GARRETTSON GARRETT A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-27 Common Stock M 5000 $5.26 Acquired 30899 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-27 Stock Option Right to Buy $5.26 M 5000 Acquired 2014-06-29 Common Stock (5000) Direct

Footnotes

F1: This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.

F2: The shares shall vest ratably over a 12 month period.