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IRIDEX CORP Director's Dealing 2014

Mar 6, 2014

34978_dirs_2014-03-06_51d046a2-41bc-4c36-a712-7a1b4cd7d371.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-03-04

Reporting Person: GARRETTSON GARRETT A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-04 Common Stock M 11250 $6.39 Acquired 41049 Direct
2014-03-04 Common Stock S 4993 $9.2238 Disposed 36056 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-04 Stock Option Right to Buy $6.39 M 11250 Disposed 2014-09-22 Common Stock (11250) Direct

Footnotes

F1: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold, ranging from $9.13 to $9.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2: This option was granted pursuant to IRIDEX Corporation's incentive Director Option Plan and is exempt pursuant to Rule 16b-3.

F3: Shares subject to the option are fully vested and immediately exercisable.