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IRIDEX CORP Director's Dealing 2014

Jul 3, 2014

34978_dirs_2014-07-02_aecc4f7c-6cfd-47cf-9c0d-bf95c4f2a5a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-07-01

Reporting Person: NAUMANN-ETIENNE RUEDIGER (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-01 Common Stock A 2445 Acquired 62344 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10345 Indirect

Footnotes

F1: Shares are represented by restricted stock units and will vest one hundred percent (100%) on July 1, 2015.

F2: The Reporting Person is a general partner of Intertec Healthcare Partners LP ("Intertec") and may be deemed to share voting and dispositive power of the shares held by Intertec. The Reporting Person disclaims beneficial ownership of the shares held by Intertec, except to the extent of his proportionate partnership interest therein.