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IRIDEX CORP Director's Dealing 2014

Jul 16, 2014

34978_dirs_2014-07-15_fe0ed95d-8d28-42ec-b387-08e76166301a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-07-14

Reporting Person: FITCH SANFORD (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-14 Common Stock M 5000 $2.46 Acquired 35344 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-07-14 Stock Option Right to Buy $2.46 M 5000 Disposed 2015-07-01 Common Stock (5000) Direct

Footnotes

F1: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.

F2: The shares vest as follows: 1/12th of the shares shall vest one month after the Vesting Commencement Date and 1/12th each month thereafter.