IRIDEX CORP — Director's Dealing 2014

Jul 24, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-07-21

Reporting Person: Mackaness James H (CFO and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-07-21	Common Stock	M	1000	$4.31	Acquired	3000	Direct
2014-07-21	Common Stock	S	1000	$7.615	Disposed	2000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-07-21	Stock Option Right to Buy	$4.31	M	1000	Disposed	2017-04-29	Common Stock (1000)	Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.61 to $7.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: The shares subject to the option are fully vested and exercisable.