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IRIDEX CORP — Director's Dealing 2014
Aug 23, 2014
34978_dirs_2014-08-22_1822a492-c376-4175-9071-89475ab35d59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-07-23
Reporting Person: Shuda Scott (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-23 | Common Stock | A | 2445 | — | Acquired | 2445 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2517533 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units and will vest one hundred percent (100%) on July 1, 2015.
F2: Consists of shares held by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, LLC, BlueLine Capital Partners III, LP, and BlueLine Cayalyst Fund IX, L.P., together (the "BlueLine Funds"). BlueLine Partners, L.L.C. is the sole general partner of the BlueLine Funds. Mr. Shuda is the Managing Director of BlueLine Partners, L.L.C. Mr. Shuda disclaims beneficial ownership of such securities, except to the extent, if any, of his pecuniary interest therein by virtue of his interest in BlueLine Partners, L.L.C.