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IRIDEX CORP Director's Dealing 2013

Jun 12, 2013

34978_dirs_2013-06-12_960a3f24-4825-43e1-97df-26dd6520abf1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2013-06-10

Reporting Person: ARIAS EDUARDO (Sr. VP, Global Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-10 Common Stock M 2100 $4.74 Acquired 15000 Direct
2013-06-10 Common Stock S 2100 $5.3362 Disposed 12900 Direct
2013-06-10 Common Stock M 200 $5.08 Acquired 10000 Direct
2013-06-10 Common Stock S 200 $5.6301 Disposed 9800 Direct
2013-06-10 Common Stock M 100 $3.53 Acquired 6000 Direct
2013-06-10 Common Stock S 100 $5.8601 Disposed 5900 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-10 Stock Option Right to Buy $4.74 M 2100 Disposed 2013-09-23 Common Stock (2100) Direct
2013-06-10 Stock Option Right to Buy $5.08 M 200 Disposed 2015-03-31 Common Stock (200) Direct
2013-06-10 Stock Option Right to Buy $3.53 M 100 Disposed 2015-02-13 Common Stock (100) Direct

Footnotes

F1: The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013.

F2: This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.

F3: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.