IRIDEX CORP — Director's Dealing 2013

Jun 14, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2013-06-12

Reporting Person: ARIAS EDUARDO (Sr. VP, Global Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-06-12	Common Stock	M	100	$4.74	Acquired	12600	Direct
2013-06-12	Common Stock	S	100	$5.5525	Disposed	12500	Direct
2013-06-12	Common Stock	M	100	$5.08	Acquired	9500	Direct
2013-06-12	Common Stock	S	100	$5.5525	Disposed	9400	Direct
2013-06-12	Common Stock	M	100	$3.53	Acquired	5500	Direct
2013-06-12	Common Stock	S	100	$5.5525	Disposed	5400	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-06-12	Stock Option Right to Buy	$4.74	M	100	Disposed	2013-09-23	Common Stock (100)	Direct
2013-06-12	Stock Option Right to Buy	$5.08	M	100	Disposed	2015-03-31	Common Stock (100)	Direct
2013-06-12	Stock Option Right to Buy	$3.53	M	100	Disposed	2015-02-13	Common Stock (100)	Direct

Footnotes

F1: The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013.

F2: This option was granted pursuant to IRIDEX Corporation's incentive Director Option Plan and is exempt pursuant to Rule 16b-3.

F3: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.