Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

IRIDEX CORP Director's Dealing 2013

Nov 8, 2013

34978_dirs_2013-11-08_d5cc54ef-d391-4b43-9650-182a6a86af82.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2013-11-06

Reporting Person: Mackaness James H (CFO and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-06 Common Stock M 10000 $2.49 Acquired 25000 Direct
2013-11-06 Common Stock S 10000 $8.3496 Disposed 15000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-06 Stock Option Right to Buy $2.49 M 10000 Disposed 2015-12-11 Common Stock (10000) Direct

Footnotes

F1: This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.

F2: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.